Regulation C definition

Regulation C means Regulation C promulgated under the Securities Act.
Regulation C. “Safe Return to Port” [11] means new SOLAS regulations are applicable to new passenger ships having their keel laid on or after 1st July 2010, and having a length of 120m or more, or having 3 or more Main Vertical Zones.
Regulation C means the Commission Regulation of 23 September 2005 laying down implementing measures for certain products under Regulation (EC) No. 853/2004, for the organisation of official controls under Regulations (EC) Nos. 854/2004 and 882/2004, derogating from Regulation (EC) No. 852/2004 and amending Regulations (EC) Nos. 853/2004 and 854/2004;

Examples of Regulation C in a sentence

  • The Company is a “foreign private issuer” as defined in Rule 405 of Regulation C under the Securities Act and Rule 3b-4 under the Exchange Act.

  • For purposes of this Agreement, “affiliate” means, with respect to the Company, any person, partnership, corporation or other entity that controls, is controlled by or is under common control with the Company within the meaning of Rule 405 of Regulation C under the Securities Act of 1933, as now in effect or as hereafter amended.

  • The Company is a foreign private issuer, as defined in Rule 405 of Regulation C under the Securities Act and Rule 3b-4 under the Exchange Act.

  • The Disclosing Party’s sales, pricing, costs, inventory, operations, employees, current and potential customers, financial performance and forecasts, and business plans, strategies, forecasts and analyses, as well as information as to which the Securities and Exchange Commission has granted confidential treatment pursuant to its Rule 406 of Regulation C (the “CTR Information”), are Confidential Information.

  • No subsidiary of the Company is a "significant subsidiary" as defined in Rule 405 of Regulation C of the 1933 Act Regulations.

  • For purposes of this Agreement the term “Affiliate” (or a person or entity “Affiliated” with another person or entity) and “control” (including the terms “controlling,” “controlled by” and “under common control with”) shall have the meanings set forth in Rule 405 of Regulation C of the Securities Act of 1933, as amended.

  • The term “Affiliate” shall have the meaning assigned thereto under Regulation C of the Securities Act.

  • The Company has no significant subsidiaries, as "significant subsidiary" is defined in Rule 405 of Regulation C of the 1933 Act Regulations.

  • Neither the Depositary nor the Company, nor any of their respective affiliates (as such term is defined in Regulation C under the Securities Act of 1933) or agents, shall be liable for any action or non-action by it in reliance upon the advice of or information from legal counsel, accountants, any person presenting Shares for deposit, any Owner or Holder, or any other person believed by it in good faith to be competent to give such advice or information.

  • Registration Statement filed on form SB-2 Offering Statement filed pursuant to Regulation C of the General Rules and Regulations under the Securities Act of 1933.


More Definitions of Regulation C

Regulation C means Regulation C promulgated under the Securities Act. “Regulation S” means Regulation S promulgated under the Securities Act.

Related to Regulation C

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act. “SAFE” means any simple agreement for future equity (or other similar agreement), including a

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • Regulation A means Regulation A of the Federal Reserve Board as in effect from time to time.

  • Regulation G means Regulation G of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • Regulations D, T, U and X” means, respectively, Regulations D, T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.