Regulated Securities definition

Regulated Securities means, with respect to any Regulated Holder, the number of Voting LLC Units in excess of the amount such Regulated Holder is permitted, under any applicable law, regulation, order, rule or other requirement of any governmental authority to own, control or have the power to vote.
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Regulated Securities means any shares of capital stock of the Corporation held by a Regulated Holder at any time and from time to time.
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Regulated Securities means, with respect to any Regulated Holder, the number of shares of Class A Common Stock in excess of the amount such Regulated Holder is permitted, under any applicable law, regulation, order, rule or other requirement of any governmental authority to own, control, or have the power to vote.
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Examples of Regulated Securities in a sentence

  • Voting LLC Units held by Fund IV may be exchanged for the same number of Non-Voting LLC Units for the sole purpose of a distribution by Fund IV to one or more of its limited partners which is a Regulated Holder, provided that the number of Voting LLC Units so exchanged does not exceed the number of Regulated Securities required for any such Regulated Holder.

  • In making the determinations referred to in the immediately preceding sentence, the Board may impose on the Person in question and its Related Persons such conditions and restrictions as it may in its sole discretion deem necessary, appropriate or desirable in furtherance of the objectives of the Exchange Act and the rules and regulations promulgated thereunder, and the governance of any Regulated Securities Exchange Subsidiary.

  • Except for filings contemplated by the Collateral Documents and except for such consents of the FCC, PUCs or other Governmental Authority having jurisdiction over FairPoint and its Subsidiaries as may be required under applicable Law prior to any action by the Administrative Agent to foreclose on or transfer any of the Regulated Securities Collateral (as defined in the Pledge Agreement), no filing or other action will be necessary to perfect or protect such Liens.

  • The Pledgee acknowledges that (i) certain of the Collateral consists of Securities issued by Persons subject to regulation by the FCC and/or the PUC (the “Regulated Securities Collateral”) and (ii) to the extent (and only to the extent) that applicable law requires that Pledgee first obtain the consent of the FCC and/or the PUC prior to foreclosing on and/or transferring any of the Regulated Securities Collateral, the Pledgee agrees that it will obtain such consent prior to effecting such remedies.

  • The Industry Advisory Board shall provide advice to the Board and the management of the Company and each Regulated Securities Exchange Subsidiary with guidance on technical and operational matters relating to the national securities exchange operated by such Regulated Securities Exchange Subsidiary, and on such other matters as the Board, the Company, or such Regulated Securities Exchange Subsidiary as the case may be, may request from time to time.

  • NEW ALPHA agrees to do nothing by act or omission which would impair GENERICO’s or its Affiliates’ rights, ownership and title in the aforementioned.

  • Notwithstanding the foregoing, the Company and the Members agree that each Regulated Securities Exchange Subsidiary shall be managed by its respective Exchange Board.