Regulated Exchange definition

Regulated Exchange means an Exchange recognised by the FCA.
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Regulated Exchange means a board of trade (as
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Regulated Exchange means an Exchange recognised by the FCA. “Restricted Person” means a person that is:
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Examples of Regulated Exchange in a sentence

  • However, this would not include a counterparty in a transaction undertaken on a Regulated Exchange.

  • However, this would not include a counterparty in a Transaction undertaken on a Regulated Exchange.

  • Such Transactions may, accordingly, not be subject to the same investor protection standards as Transactions executed on a Regulated Exchange.

  • Where Units of a Fund that are Security Tokens are admitted to trading on an Alternative Trading System, but are not admitted to trading on an Authorised Market Institution or a Regulated Exchange, such a Fund is defined as an ATS Traded Fund.

  • If a Reporting Entity is in breach of the requirements of, or is released from, disclosure obligations (as a result of delisting or otherwise) under, market disclosure rules and regulations in the jurisdiction of the relevant Equivalent Regulated Exchange, the Reporting Entity must comply with all relevant market disclosure requirements of the AFSA and the Authorised Investment Exchange on which Securities of the Reporting Entity are admitted to trading.

  • A separate Subgroup Schedule has been created for use by Financial Organization Subgroups, Regulated Exchange Subgroups, Insurance Company Subgroups, and Transportation Company Subgroups to assist in Schedule UB calculations.

  • Upon filing of the LCIRP and associated grid needs assessment,Commission Staff, the OCA, and Liberty will review planned capital investments to identify candidates that may be appropriate for NWA opportunities.”7.

  • Guidance In considering whether a document referred to in Rule 4.4.1(3) or (4) contains all the relevant information, the Regulator will take into account the information required under Part 6 of the FSMR and the Rules in this chapter.4.4.2 All Securities in a class of Securities admitted to listing and trading including pursuant to Rule 4.4.1 must be traded on a Recognised Investment ExchangeBody or a Regulated Exchange.

  • Relying on Section 2(a)(1) of the Act, 7 U.S.C. § 2, respondents argued that the Stovall operation involved only the execution of "cash commodity contracts for deferred delivery outside a Regulated Exchange" and that consequently, the CEA had no jurisdiction over the operation.

  • Do you think a common Sukuk trading platform initiative among COMCEC member states would bring efficiency in terms of liquidity and depth for Sukuks?Yes NoIf your answer is yes please select one of the options listed below.Opening a Real Estate Securities Market in a Regulated Exchange Establishing an Alternative Trading SystemEstablishing an OIC/COMCEC Level Exchange For Real Estate Related Capital Market InstrumentsOthersIf your answer is “others” please specify and explain.


More Definitions of Regulated Exchange

Regulated Exchange means, for the purpose of these Index Rules, the principal Exchange on which stocks and shares are traded in each of Amsterdam, Athens, Brussels, Copenhagen, Dublin, Frankfurt, Helsinki, Lisbon, London, Luxembourg, Madrid, Milan, Oslo, Paris, Stockholm, Vienna and Zurich.
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Regulated Exchange means a registered securities exchange or a securities exchange that conducts
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Related to Regulated Exchange

  • Related Exchange means each exchange or quotation system where trading has a material effect (as determined by the Calculation Agent) on the overall market for futures or options contracts relating to the FTSE 100, including any transferee or successor to any such exchange or quotation system or any substitute exchange or quotation system to which trading in futures or options contracts relating to the FTSE 100 has temporarily relocated (provided that the Calculation Agent has determined that there is comparable liquidity relative to

  • Approved Exchange means the New York Stock Exchange and/or the Nasdaq Stock Market.

  • Designated Exchange means any of The New York Stock Exchange, The NASDAQ Global Select Market, The NASDAQ Global Market, or any successor to any of the foregoing.

  • Permitted Exchange means the New York Stock Exchange, the NASDAQ Global Select Market or the NASDAQ Global Market (or any successor thereto).

  • Related Exchange(s means each exchange or quotation system (as the Determination Agent may select) where trading has a material effect (as determined by the Determination Agent) on the overall market for futures or options contracts relating to the Share or, in any such case, any transferee or successor exchange of such exchange or quotation system.

  • Recognised Exchange means the stock exchanges or markets set out in Appendix II.

  • Qualified Exchange means any legal defeasance, redemption, retirement, repurchase or other acquisition of Capital Stock or Indebtedness of the Company issued on or after the Issue Date with the Net Cash Proceeds received by the Company from the substantially concurrent sale of its Qualified Capital Stock or any exchange of Qualified Capital Stock of the Company for any Capital Stock or Indebtedness of the Company issued on or after the Issue Date.

  • Recognized Exchange means The New York Stock Exchange or the Nasdaq National Market.

  • Specified Exchange means the Australian Stock Exchange, the Johannesburg Stock Exchange, the London Stock Exchange Main Market, the Nasdaq Stock Market, the New York Stock Exchange, or the Hong Kong Stock Exchange;

  • National Exchange means the Nasdaq Global Select Market, the Nasdaq Global Market, the Nasdaq Capital Market, or the New York Stock Exchange.

  • Regulated Market means any regulated market (as defined in Directive 2004/39/EC on markets in financial instruments).

  • Specified Exchange Date means the first business day of the month first occurring after the expiration of 60 business days from the date of receipt by the General Partner of the Exchange Notice.

  • Relevant Exchange means the Relevant Exchange as specified in § 2 of the Product and Underlying Data.In the case of a material change in the market conditions at the Relevant Exchange, such as a final discontinuation of the quotation of the Underlying at the Relevant Exchange and the quotation at a different stock exchange or a considerably restricted number or liquidity, the Relevant Exchange shall be substituted as the Relevant Exchange by another exchange that offers satisfactorily liquid trading in the Underlying (the "Substitute Exchange"); such exchange shall be determined by the Calculation Agent acting in accordance with relevant market practice and in good faith. In this case, any reference to the Relevant Exchange in the Terms and Conditions of these Securities shall be deemed to refer to the Substitute Exchange.

  • EEA Regulated Market means a market as defined by Article 4.1(21) of Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments, as amended;

  • Like-Kind Exchange means a section 1031 exchange that is subject to 26 U.S.C. sec. 1031.

  • Direct Exchange has the meaning set forth in Section 11.03(a).

  • Free Exchange means an exchange of a Commission Share of one Fund for a Commission Share of another Fund under circumstances where the CDSC which would have been payable in respect of a redemption of the exchanged Commission Share on the date of such exchange is waived and the Commission Share issued in such exchange is treated as a continuation of the investment in the Commission Share exchanged for purposes of determining the CDSC payable if such Commission Share issued in the exchange is thereafter redeemed.

  • Reference Exchange means XETRA.

  • Multi-Exchange Index , if applicable, means each Reference Item specified under the heading "Underlying" in the Product Terms to be a Multi-Exchange Index.

  • Primary Exchange means, with respect to each Index constituent or each constituent underlying a Successor Index, the primary exchange or market of trading such Index constituent or such constituent underlying a Successor Index.

  • Futures Exchange means the exchange or trading system with the highest trading volume of options or futures contracts relating to the Share. If options or futures contracts on the Share are not traded on any exchange, the Futures Exchange shall be the options or futures exchange with the highest amount of options or futures contracts relating to shares of companies having their residence in the country in which the Company has its residence. If there is no options or futures exchange in the country in which the Company has its residence on which options or futures contracts on shares are traded, the Calculation Agent will determine the Futures Exchange in its reasonable discretion (billiges Ermessen) (§ 317 BGB) and will make notification thereof in accordance with § 6 of the General Terms.

  • Applicable Exchange means the New York Stock Exchange or such other securities exchange as may at the applicable time be the principal market for the Common Stock.

  • Recognised Futures Exchange means an international futures exchange which is recognised by the SFC or which is approved by the Manager.

  • Relevant Stock Exchange for the Fund means the primary exchange or quotation system on which shares (or other applicable securities) of the Fund are traded, as determined by the Calculation Agent.

  • Stock Exchange The Stock Exchange of Hong Kong Limited

  • Stock Exchanges means BSE Limited and National Stock Exchange of India Limited;