Registration Exemptions definition

Registration Exemptions means the rules and regulations of the Commission promulgated under the Securities Act by which securities may be sold without filing a registration statement, including §§3-4 of the Securities Act, Regulation A, Regulation D, Rule 701, Regulation S, Rule 144, and Rule 144A.
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Examples of Registration Exemptions in a sentence

  • For guidance on the meaning of “close personal friend” and “close business associate”, please refer to sections 2.7 and 2.8, respectively, of Companion Policy 45-106CP Prospectus and Registration Exemptions.

  • National Instrument 45-106 Prospectus and Registration Exemptions may require you to sign an additional risk acknowledgement form.

  • Subscribers who purchase Units directly from the Manager (in its capacity as an exempt market dealer), may avail themselves of independent dispute resolution and mediation services, at the Manager’s expense, to mediate any dispute for “Eligible Claims” as defined in National Instrument 31-103 – Registrant Registration, Exemptions and Ongoing Registrant Obligations that may arise between the Subscriber and the Manager about the services provided by the Manager.

  • In connection with the purchase of Debentures, the undersigned hereby represents, warrants and certifies to the Corporation that the undersigned (and each disclosed principal, if applicable) is an “accredited investor” as defined in Section 1.1 of National Instrument 45-106 - Prospectus and Registration Exemptions and is purchasing the Debentures as principal.

  • The Subscriber is agreeing to purchase the Shares pursuant to the accredited investor prospectus exemption (the “Accredited Investor Exemption”) under section 2.3 of National Instrument 45-106 Prospectus and Registration Exemptions (“NI 45-106”) and is an “accredited investor” as that term is defined in NI 45-106 and has completed and signed the certificate attached as Schedule A hereto.

  • Terms not otherwise defined herein have the meanings attributed to them in the Agreement (including Schedule IV thereto) and in National Instrument 45-106 – Prospectus and Registration Exemptions (“NI 45-106”).

  • The Optionholder represents that he is an “accredited investor” (as such term is defined in National Instrument 45-106 – Prospectus and Registration Exemptions).

  • The undersigned is an Accredited Investor, as defined in Section 1.1 of Canada’s National Instrument 45-106, Prospectus and Registration Exemptions.

  • The sale of the Purchased Shares and the issuance of the Exchangeable Shares to the Vendors shall be made in reliance on an exemption from the registration and prospectus filing requirements contained in section 2.16 of National Instrument 45-106 Prospectus and Registration Exemptions ("NI 45-106").

  • The purpose of this Questionnaire is to assure Maverick Minerals Corporation (the "Company") that the Subscriber will meet certain requirements of National Instrument 45-106 – Prospectus and Registration Exemptions ("NI 45-106").