Examples of Registration by coordination in a sentence
Registration by Coordination.--(a) Registration by coordination may be used for any offering for which a registration statement has been filed under the Securities Act of 1933 (48 Stat.
Registration by coordination is accomplished by filing documents with the Securities Commissioner of Kansas, which include, but are not limited to, theregistration statement, a prospectus, the amount of securities to be offered, and the articles of incorporation.
Registration by coordination is the method used for most securities.Registration by qualification is the most burdensome method, requiring a voluminous amount of paperwork.
Registration by coordination is used for a security for which a registration statement has been filed under the 1933 Act.
Enacted by Chapter 232, 1997 General Session 61-1-7 Registration before sale.It is unlawful for any person to offer or sell any security in this state unless it is registered under this chapter, the security or transaction is exempted under Section 61-1-14, or the security is a federal covered security for which a notice filing has been made pursuant to the provisions of Section 61-1-15.5. Amended by Chapter 160, 1997 General Session 61-1-9 Registration by coordination.
It is unlawful for any person to offer or sell any security in this state unless it is registered under this chapter, the security or transaction is exempted under Section 61-1-14, or the security is a federal covered security for which a notice filing has been made pursuant to the provisions of Section 61-1-15.5. Amended by Chapter 160, 1997 General Session 61-1-9 Registration by coordination.
For that filing, no fee need be paid.Effective Date: 09-16-2003 1707.091 Registration by coordination.
Registration by coordination" means that there has been compliance with section 1707.091 of the Revised Code.
Escrow of proceeds of the offering or securities is also contained in the rule.• 1301:6-3-09.1 – Registration by coordination is established for registrations that are simultaneously filed with the SEC.
Enacted by Chapter 232, 1997 General Session61-1-7 Registration before sale.It is unlawful for any person to offer or sell any security in this state unless it is registered under this chapter, the security or transaction is exempted under Section 61-1-14, or the security is a federal covered security for which a notice filing has been made pursuant to the provisions of Section 61-1-15.5. Amended by Chapter 160, 1997 General Session 61-1-9 Registration by coordination.