Registration by coordination definition

Registration by coordination means that there has been compliance with section 1707.091 of the Revised Code. Reference in this chapter to registration by qualification also includes registration by coordination unless the context otherwise indicates.
Registration by coordination means that there has been 490
Registration by coordination means that there has been compliance with section 1707.091 of the Revised Code. Reference in

Examples of Registration by coordination in a sentence

  • Registration by Coordination.--(a) Registration by coordination may be used for any offering for which a registration statement has been filed under the Securities Act of 1933 (48 Stat.

  • Registration by coordination is accomplished by filing documents with the Securities Commissioner of Kansas, which include, but are not limited to, theregistration statement, a prospectus, the amount of securities to be offered, and the articles of incorporation.

  • Registration by coordination is the method used for most securities.Registration by qualification is the most burdensome method, requiring a voluminous amount of paperwork.

  • Registration by coordination is used for a security for which a registration statement has been filed under the 1933 Act.

  • Enacted by Chapter 232, 1997 General Session 61-1-7 Registration before sale.It is unlawful for any person to offer or sell any security in this state unless it is registered under this chapter, the security or transaction is exempted under Section 61-1-14, or the security is a federal covered security for which a notice filing has been made pursuant to the provisions of Section 61-1-15.5. Amended by Chapter 160, 1997 General Session 61-1-9 Registration by coordination.

  • It is unlawful for any person to offer or sell any security in this state unless it is registered under this chapter, the security or transaction is exempted under Section 61-1-14, or the security is a federal covered security for which a notice filing has been made pursuant to the provisions of Section 61-1-15.5. Amended by Chapter 160, 1997 General Session 61-1-9 Registration by coordination.

  • For that filing, no fee need be paid.Effective Date: 09-16-2003 1707.091 Registration by coordination.

  • Registration by coordination" means that there has been compliance with section 1707.091 of the Revised Code.

  • Escrow of proceeds of the offering or securities is also contained in the rule.• 1301:6-3-09.1 – Registration by coordination is established for registrations that are simultaneously filed with the SEC.

  • Enacted by Chapter 232, 1997 General Session61-1-7 Registration before sale.It is unlawful for any person to offer or sell any security in this state unless it is registered under this chapter, the security or transaction is exempted under Section 61-1-14, or the security is a federal covered security for which a notice filing has been made pursuant to the provisions of Section 61-1-15.5. Amended by Chapter 160, 1997 General Session 61-1-9 Registration by coordination.


More Definitions of Registration by coordination

Registration by coordination means that there has been compliance with section 1707.091 of the Revised Code. Reference in this chapter to registration by qualification also shall be deemed to include registration by coordination unless the context
Registration by coordination means that there has been compliance with section 1707.091 of the Revised Code. Reference in this chapter to

Related to Registration by coordination

  • Registration decal means an adhesive sticker produced by the department and issued by the

  • Registration Information means information about an individual that is collected for the purpose of registering the individual for the provision of health services, and includes the individual’s health services number and any other number assigned to the individual as part of a system of unique identifying numbers that is prescribed in the regulations.

  • Registration Books means the records maintained by the Trustee pursuant to Section 2.08 for the registration and transfer of ownership of the Bonds.

  • Registration Notice has the meaning specified in Section 2.1(a).

  • Registration Event means the occurrence of any of the following events:

  • Registration Form means a book voter registration form and a by-mail voter

  • Registration Rights means the rights of the Holders to cause the Company to Register Registrable Securities pursuant to this Agreement.

  • Registration Fee means a fee other than the fee specified in a contract, which a personnel agency requires or accepts from a client prior to execution of a contract.

  • Exchange Registration shall have the meaning assigned thereto in Section 3(c) hereof.

  • Registration Application means an application for registration of this Agreement as a planning agreement on the title of the Land pursuant to Section 7.6 of the Act in a form approved by the Registrar General;

  • Underwritten Registration or Underwritten Offering means a registration in connection with which securities of the Company are sold to an underwriter for reoffering to the public pursuant to an effective registration statement.

  • Registration Rights Agreement means the Registration Rights Agreement, dated the date hereof, among the Company and the Purchasers, in the form of Exhibit B attached hereto.

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.

  • Registration Statements means the Initial Registration Statement and the additional registration statement as proposed to be filed or as proposed to be amended by the post-effective amendment to be filed shortly prior to its Effective Time, and (iii) "Prospectus" shall mean the prospectus included in the Registration Statements.

  • S-3 Registration has the meaning set forth in Section 4 hereof.

  • Registration Office means in respect of any class of share capital, such place or places in the Relevant Territory or elsewhere where the Directors from time to time determine to keep a branch register of shareholders of the Company in respect of that class of share capital and where (except in cases where the Directors otherwise agree) transfers of other documents of title for such class of share capital are to be lodged for registration and are to be registered;

  • Registration Request has the meaning set forth in Section 2.01(a).

  • Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.

  • Exchange Offer Registration means a registration under the Securities Act effected pursuant to Section 2(a) hereof.

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.

  • Registration Rights Agreements means that certain Registration Rights Agreement dated as of the Closing Date by and between the Parent and Laurus and each other registration rights agreement by and between the Parent and Laurus, as each of the same may be amended, modified and supplemented from time to time.

  • Registration Filing Date means the date that is sixty (60) calendar days after the Effective Date.

  • registration refer to a registration effected by preparing and filing a registration statement in compliance with the Securities Act, and the declaration or ordering of the effectiveness of such registration statement.

  • Registration Data means certain personal and financial information that you are required to provide in order to download and use the Trading Platform and become our Client including Account Credentials, such information can include without limitation a copy of your passport, driving license and/or Photo identity card.