Registered Dealers definition

Registered Dealers means dealers or brokers that are registered under applicable securities laws of the Offering Jurisdictions to sell securities of investment funds and that are not restricted from selling the Units including, for greater certainty, dealers registered in the category of exempt market dealers;

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Registered Dealers means dealers or brokers registered under applicable securities laws in the Offering Jurisdictions to sell securities of mutual funds and that are not restricted from selling the Units, and in the Province of Ontario includes limited market dealers;

Examples of Registered Dealers in a sentence

Nothing in this Agreement shall be deemed to confer upon or transfer to Registered Dealers any right, title, interest, or license, whether express or implied, in or to any of Western Window Systems’ Intellectual Property.
Registered Dealers shall include all dealers whether engaged in the business as sole proprietorship, partnership firm and Hindu undivided family who are registered with DCT as on 18-09-2012 or registered during the Insurance policy period and remained registered on the date of accident.
In addition, in accordance with CRS, the General Partner, the Partnership, the Manager and/or Registered Dealers are required to identify and report to the CRA details and certain financial information relating to unitholders in the Partnership who are residents in a country outside of Canada and the U.S. that has adopted the CRS.
Registered Dealers, and their employees, agents, and representatives, operate as independent contractors and are not employees, agents, or representatives of Western Window Systems, nor are they in a partnership or joint venture with Western Window Systems.
Registered Dealers shall conduct themselves in an honest and professional manner and at no time misrepresent Western Window Systems’ products, services, or warranties to any third-party.

More Definitions of Registered Dealers

Registered Dealers means dealers or brokers registered under applicable securities laws in the Offering Jurisdictions to sell securities of mutual funds;

Registered Dealers means a dealer registered under provincial securities legislation in the Province of Ontario and other jurisdictions in Canada (as defined under National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations);