Recognition Requirements definition
Recognition Requirements means the additional requirements that HCF reasonably determines for each profession.
Recognition Requirements means that the General Treatment Provider:
Recognition Requirements means the threshold conditions for recognition of a Recognised Investment Exchange or, as the case may be, a Recognised Clearing House for the purposes of FSMA and the regulatory obligations of a Recognised Investment Exchange or, as the case may be, a Recognised Clearing House, including the Financial Services and Markets A▇▇ ▇▇▇▇ (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001 and the provisions of REC in the FSA Rules, each as amended from time to time.
Examples of Recognition Requirements in a sentence
At a minimum, this oversight must include verification that such summary information is being provided; and ▪ the administration of each of the Sponsoring Institution’s Non-Standard Training (NST) programs, as well as for ensuring compliance with the Recognition Requirements for Sponsoring Institutions with NST Programs.
In order to obtain RIE status a body must satisfy the recognition requirements set out in FSMA 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001 which relates to, inter alia, sufficiency of financial resources, safeguards for investors, monitoring and enforcement and investigation of complaints.
More Definitions of Recognition Requirements
Recognition Requirements means the additional requirements for each profession that must be met as
Recognition Requirements means any of the requirements applicable to the Exchange under the Financial Services and Markets Act 2000 (Recognition Requirements for Investments Exchanges and Clearing Houses) Regulations 2001 (SI 2001/1995); “the Regulations” or “Rules” these regulations, rules, Procedures and the Contract Rules and Administrative Procedures as from time to time in force or any arrangements, directions and provisions made thereunder as the context may require as interpreted in accordance with Circulars and as the same are amended in accordance with these Regulations from time to time, or any arrangements, directions and provisions made thereunder as the context may require; “Regulatory Authority” or “regulatory authority” means any Governmental Authority which exercises a regulatory or supervisory function under the laws of any jurisdiction in relation to financial services, the financial markets, Exchange Bodies or Clearing Organisations, including for the avoidance of doubt the FCA; “Relevant Office-Holder” has the meaning given to the term in section 189 of the Companies Act 1989; “Repository” a trade repository (as defined in Regulation (EU) No,. 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories) used by the Clearing House for the reporting of Contracts (which may also be used for the recording of Matched Transactions submitted for Clearing), or to which delegated reporting is provided by the Exchange or the Clearing House; “Responsible Individual” an individual registered by a Member with the Exchange to conduct Exchange business on the ICE Platform for that Member; "RFQ" means request for quote; “SEC” means the Securities and Exchange Commission of the United States of America, or any successor thereto; "Second Indirect Client" a client of an Indirect Client; "Securities Contract" a Futures Contract or Options Contract containing the terms set outin any of Sections RRRR, TTTT, VVVV or FFFFF (as it relates to long gilts) of the Contract Rules, Equity Contracts, and/or any other contract determined to be a Securities Contract by the Directors from time to time; “Seller” except to the extent that a definition of "Seller" is provided in a relevant Contract Rule which amends, replaces or supplements this definition (excluding in respect of an Options Contract), means the Person or Persons determined in accordance with Rule F.1 and I.24, who is or are party to such Contract as seller...
Recognition Requirements means any one of those sets of requirements established by EMC that an individual must meet initially to achieve recognized status and must continue to meet to maintain designated status for the associated Track.