RDC Decision definition
RDC Decision means a finding by the Ring Disciplinary Committee regarding Dealing Offences and Minor Offences made in accordance with either: (i) Regulation 11.6.3 or (ii) Regulations 11.6.5 to
RDC Decision means a written notice of ROCHE to EVOTEC which shall be issued promptly following the RDC confirmation that the CC Criteria have been achieved for a particular Compound.
RDC Decision means a finding by the Ring Disciplinary Committee regarding Dealing Offences and Minor Offences made in accordance with either: (i) Regulation 11.6.3 or (ii) Regulations 11.6.5 to11.6.7 of the Trading Regulations; "RDC Warning" means a written warning given to a Dealer or Member Representative by the Ring Disciplinary Committee in their absolute discretion for a Minor Offence or a Dealing Offence in accordance with Regulation 11.6.3 of the Trading Regulations and which is a RDC Decision; "Recognition Requirements Regulations" The Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001 (SI 2001/995), as amended from time to time, and any successor legislation thereto; "Registered Intermediating Broker" or "RIB" a Member that is:(a) authorised by the Exchange to arrange Agreed Trades in Contracts between Clients, and to input the details of such Agreed Trades into the Matching System on behalf of the Member(s) that will, upon Execution, become party to the resulting Contracts; and(b) granted Registered Intermediating Broker Membership by the Exchange; "Regulator" in relation to any person, any regulatory body that has responsibility for regulating the conduct of that person's business and/or which has the power to impose regulatory requirements upon a person's business (and including, where applicable, the FCA or ESMA); "Relevant Daily Settlement Price" has the meaning set out in Regulation 9.7.4 of the Trading Regulations; "Relevant Office Holder" has the meaning attributed thereto by section 189 of the Companies Act 1989; "Respondent" the person receiving a Notice to Arbitrate served by the Claimant; "RIB Product" a Contract that is a RIB Tier 1 Product or a RIB Tier 2 Product;