qualifying broker definition

qualifying broker means a person who may effect introductions of the kind mentioned in subsection (5A) without contravening the general prohibition, within the meaning of section 19 of the 2000 Act,
View Source
qualifying broker means a licensed
View Source
qualifying broker means the sponsoring broker for a licensed corporation, limited liability company, or partnership and is the individual real estate broker designated by a licensed corporation, limited liability company, or partnership, by resolution, as its representative in all matters relating to its real estate business activities in Louisiana and in administrative and regulatory matters before the commission.
View Source

More Definitions of qualifying broker

qualifying broker means a licensed real estate broker who has qualified a proprietorship, corporation, partnership or association to do business as a real estate brokerage in the state of New Mexico, who discharges the responsibilities specific to a qualifying broker as defined by the commission and who for compensation or other consideration from another:
View Source
qualifying broker means a licensed real
View Source
qualifying broker means a person who:
View Source
qualifying broker a broker who has qualified a proprietorship, corporation, partnership or association to do business as a real estate brokerage in the state of New Mexico, and who discharges the responsibilities of a qualifying broker as set forth in 16.61.16.9 NMAC.
View Source
qualifying broker means ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇ or any other brokerage firm approved in writing by PSA and SMA, which approval shall not be unreasonably withheld or delayed, notice of which approval is given in writing by each of PSA and SMA to the Agent.
View Source
qualifying broker means any Other Broker, other than BofA, ▇▇▇▇▇ Fargo Securities, LLC, RBC Capital Markets, LLC or ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ & Company, Incorporated, that sells $[ ] in Common Shares in the Offering (including any Common Shares over-allotted by such Other Broker in the Offering regardless of whether the overallotment option in the Offering is exercised).
View Source

Related to qualifying broker

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Approved Broker means each of Arrow Research Ltd. of London, England, Astrup Fearnley A/S of Oslo, Norway, ▇. ▇▇▇▇▇▇▇▇ & Company Ltd. of London, England, Maersk Broker K/S of Copenhagen, Denmark, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ & Young Ltd. of London, England, ▇.▇. ▇▇▇▇▇▇ Shipbrokers of Oslo, Norway and ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Salles of Paris, France and includes their respective successors in title and “Approved Brokers” means any or all of them;

  • Introducing Broker means a third party who introduces prospective Clients to the Company.