Examples of PTA System in a sentence
Trading is monitored electronically via the Personal Trading Assistant (PTA) System.
For securities held outside of an account (such as those held directly with an issuer or maintained in paper certificate form), Monitored Employees must comply with the company’s request to confirm transactions and holdings.January 15, 2019 Page 7I-A-045: Personal Securities Trading PolicyNon-U.S.-based Monitored Employees are required to enter their trade into the PTA System within 10 days of the transaction and provide account statements to their designated Local Compliance Officer.
Such requests must be submitted through the PTA System and to Personal Trading Compliance for approval because the PTA System does not have the capability to determine whether the Covered Security will be sold at a gain or a loss.
For those transactions pre-cleared through the PTA System, such system will have the information necessary to deny preclearance if any of these situations apply.
Such request must be submitted to the PTA System and to Personal Trading Compliance for approval because the PTA System does not have the capability to determine whether the Covered Security will be sold at a gain or a loss.
A report shall be made in the PTA System or designated form, Political Contribution Pre-clearance Form, Exhibit E.
You are also required to enter your trade confirmation details into the PTA System within 10 calendar days of the transaction.
All certifications are completed via the FIS Protegent PTA System (PTA).
A report should be made in the PTA System or Exhibit E, Political Contribution Pre-clearance Form.
A report must be made in the PTA System or Exhibit E, Political Contribution Pre-clearance Form.