Principal Transactions definition

Principal Transactions has the meaning given to it in Section 3(a)(x).
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Principal Transactions means the payment of fees and expenses relating to the issuance and sale of the Securities.
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Principal Transactions means the rebate described in paragraph 1.2.6 of Schedule 3 Appendix 2; means arrangements with Media Owners and third parties entered into by Service Provider or Service Provider Group trading as principal including: (1) the provision of services by Service Provider or Service Provider Group to Media Owners (or relevant third parties) on an arm’s length basis; (2) arrangements in respect of Inventory Media; and (3) Realised Benefits;
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Examples of Principal Transactions in a sentence

  • The Manager is only authorized to execute Principal Transactions with the prior approval of a majority of the Company’s Independent Directors and in accordance with applicable law.

  • Certain Cross Transactions may also be considered Principal Transactions whenever the Manager, ▇▇▇▇▇▇▇▇▇ or any of their investment advisory affiliates (or any of the related parties of the foregoing, which includes employees of ▇▇▇▇▇▇▇▇▇ and their families) have a substantial ownership interest in of one of the transacting parties.

  • Regardless of the provisions of the federal securities laws relating to Principal Transactions, as currently in effect or as may be amended in the future, no such transactions will be effected for the Fund without the express written authorization of the Adviser.

  • Certain Cross Transactions may also be considered Principal Transactions whenever the Manager, ▇▇▇▇▇▇▇▇▇ or any of their investment advisory affiliates (or any of the related parties of the foregoing, which includes employees of ▇▇▇▇▇▇▇▇▇ and the Manager and their families) have a substantial ownership interest in of one of the transacting parties.

  • The Manager is only authorized to execute Principal Transactions with the prior approval of a majority of the Company’s Independent Trustees and in accordance with applicable law.

  • Principal Transactions Before the completion of any transaction in which the Adviser proposes to act as principal, the Adviser will disclose to the Client the Adviser's capacity as principal and will obtain the Client's consent to such principal transaction.

  • The Manager is only authorized to execute Principal Transactions with the prior approval of the Developer and in accordance with applicable law.

  • Party A [may][will always]* act as agent – Party B [may][will always]* act as agent – The Addendum for Pooled Principal Transactions may apply to Party A – The Addendum for Pooled Principal Transactions may apply to Party B 9.

  • Re: Golf Communities/▇▇▇▇▇▇▇ ▇▇▇▇▇▇ and: Credit Suisse First Boston Mortgage Capital LLC Principal Transactions Group ▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇ ▇▇▇▇, ▇▇▇ ▇▇▇▇ ▇▇▇▇▇ Attention: ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Re: Golf Communities and: the Servicer or any successor Servicer of the Loan.

  • Certain Cross Transactions may also be considered Principal Transactions whenever the Manager, Heng Fai Enterprises, Ltd.


More Definitions of Principal Transactions

Principal Transactions means transactions where GS&Co., on behalf of Advisory Accounts, engages in a transaction with Goldman Sachs, in its own name.
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Related to Principal Transactions

  • Principal Transaction means any transaction between the Sponsor, the Manager or any of their respective Affiliates, on the one hand, and the Company or one of its Subsidiaries, on the other hand.

  • capital transactions means any of the following: the sale of all or any part of the assets of the Company; the refinancing of mortgages or other liabilities of the Company; the receipt of insurance proceeds; and any other receipts or proceeds are attributable to capital. (Check One) ☐ - SINGLE-MEMBER: A “Capital Account” for the Member shall be maintained by the Company. The Member's Capital Account shall reflect the Member’s capital contributions and increases for any net income or gain of the Company. The Member’s Capital Account shall also reflect decreases for distributions made to the Member and the Member’s share of any losses and deductions of the Company.

  • Interim Capital Transactions means the following transactions if they occur prior to the Liquidation Date: (a) borrowings, refinancings or refundings of indebtedness and sales of debt securities (other than Working Capital Borrowings and other than for items purchased on open account in the ordinary course of business) by any Group Member; (b) sales of equity interests by any Group Member (including the Common Units sold to the Underwriters pursuant to the exercise of the Over-Allotment Option); and (c) sales or other voluntary or involuntary dispositions of any assets of any Group Member other than (i) sales or other dispositions of inventory, accounts receivable and other assets in the ordinary course of business, and (ii) sales or other dispositions of assets as part of normal retirements or replacements.

  • Retail transaction means the purchase of prepaid wireless telecommunications service from a seller for any purpose other than resale.

  • occasional transaction means a transaction that is not carried out as part of a business relationship as defined in Article 3(13) of Directive (EU) 2015/849.