Principal Distributors definition
Principal Distributors means Investors Group Financial Services Inc. and Investors Group Securities Inc.
Examples of Principal Distributors in a sentence
Broker-Dealer and the Principal Distributor each shall fully comply with the requirements of the NASD and of the Securities Exchange Act of 1934 and all other applicable federal or state laws and will establish such rules and procedures as may be necessary to cause diligent supervision of the securities activities of the Broker-Dealer's Representatives and the Principal Distributor's representatives, respectively.