Examples of PNC Capital in a sentence
This Personal Trading Code of Ethics (“Code”) sets forth the specialized rules for business conduct and guidelines for the personal investing activities required of employees of, or individuals otherwise associated with, PNC Capital Advisors, Inc.
PNC Capital Advisors Inc., a Maryland corporation, or any person who may hereinafter serve as the Manager to the Company or the Master Fund pursuant to the Investment Management Agreement.
As of the calendar year/period referred to above, I have direct or indirect Beneficial Ownership in the Securities 1 (including investment companies such as mutual funds) listed below which are required to be reported pursuant to the PNC Capital Advisors, Inc.
PNC Capital Markets LLC Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time.
To the Funds: c/o PNC Capital Advisors, LLC Xxx Xxxxxxx Xxxxx 4th Floor Baltimore, MD 21201 Attention: Xxxxxxxx Xxxxxxxx To PNC: PNC Global Investment Servicing (U.S.) Inc.
To ensure compliance with this requirement, Access Persons must instruct any bank, broker or other financial institution that maintains an Account in which the Access Person has a Beneficial Ownership in Securities, including investment company securities such as mutual funds, to arrange for transmission of account transactions and holdings and, if required, duplicate statements promptly to: PNC Capital Advisors, Inc.
Investment management and related products and services provided to a “municipal entity” or “obligated person” regarding “proceeds of municipal securities” (as such terms are defined in the Act) will be provided by PNC Capital Advisors.
The Bonds are hereby authorized to be sold to PNC Capital Markets LLC (the “Underwriter”) in accordance with the purchase contract to be entered into by and between the Underwriter and the Board (the “Purchase Contract”) pursuant to this resolution.
Shares of a Class shall be exchangeable only for shares of the same Class of other PNC Funds or of other investment companies managed by PNC Capital Advisors, LLC or its affiliates.
PNC Capital Markets LLC TD Securities (USA) LLC Truist Securities, Inc.