Platform Securities definition

Platform Securities. Platform Securities LLP.

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Platform Securities. Platform Securities LLP incorporated in England and Wales with Company Number OC301316 of ▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇. Platform Securities Agreement: the agreement entered into by us with Platform Securities on your behalf, under which Platform Securities has agreed to provide settlement, custody and associated services. Portfolio: the portfolio of investments and other assets (including uninvested cash) entrusted from time to time to the management of ▇▇▇▇▇▇ ▇ ▇▇▇▇▇ under the terms of this agreement. Regulatory System: FSMA, the FCA Rules or any other applicable regulatory law in the United Kingdom from time to time. G SECTION - CLIENT SCHEDULES

Platform Securities means Platform Securities LLP, a limited liability partnership incorporated in England and Wales (with registered number OC301316) and having its registered office at Level ▇▇, ▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇ ▇▇▇ and which is authorised and regulated by the FCA and entered on the Financial Services Register (number 214206); portfolio means a portfolio of assets entrusted to our discretionary management by you from time to time and also any non-managed assets; product means the investment product (for example a self invested personal pension or offshore bond) which you hold through the product provider, the assets under which we have been appointed to manage; product provider means the appropriately authorised firm whose product you have invested in and which has appointed us as investment manager of the assets in your product; PTM levies means any levies imposed by the Panel on Takeovers and Mergers; regulated market is defined in the FCA Rules and in summary, is a multilateral system which brings together or facilitates the bringing together of multiple buying and selling interests in financial instruments admitted to or trading under its rules and/or systems and which is authorised and functions regularly in accordance with applicable regulations; restrictions means the investment restrictions as agreed between you and us from time to time;

Examples of Platform Securities in a sentence

In the event of any variation or amendment of the Platform Securities Agreement, Saunderson House will inform you, by either emailing you and/or posting those changes on its website, reasonably in advance, following Platform Securities’ notice to Saunderson House, of the change or addition which shall include the date from which the change or addition shall be effective.
Platform Securities may terminate the Platform Securities Agreement if you terminate your agreement with Saunderson House.
If however your complaint concerns an aspect of the service provided by Platform Securities, you may send a copy of your complaint directly to: The Compliance Officer Platform Securities LLP Canterbury House ▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇ ▇▇▇ 18 Platform Securities will endeavour to resolve your complaint as quickly as possible.
Where payment is not received in full, Platform Securities and any other sub-custodian has the right to be able to sell such part of the investments as is necessary to satisfy all outstanding liabilities due.
When executing the orders arranged by us, Platform Securities may also aggregate those transactions together with the transactions of its other clients, and will do so in line with the terms of the Platform Securities Agreement.
For the avoidance of doubt, Platform Securities shall not set off a payment obligation owed to it by one customer against an obligation owed by it to any other customer.
Platform Securities may from time to time advance monies to facilitate settlement and/or in order to meet settlement obligations.
Where your transaction has been aggregated with that of other clients, Platform Securities will complete the allocation of your investments promptly and without any undue delay.
In addition, Platform Securities may be entitled to exercise the rights described in section 16 (Custodian’s right of retention and set-off).
Both we and Platform Securities will endeavour to resolve your complaint as quickly as possible.

More Definitions of Platform Securities

Platform Securities means Platform Securities LLP, a limited liability partnership incorporated in England and Wales (with registered number OC301316) and having its registered office at Level ▇▇, ▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇ ▇▇▇ and which is authorised and regulated by the FCA and entered on the Financial Services Register (number 214206); portfolio means a portfolio of assets held within a general investment account entrusted to our discretionary management by the charity from time to time and also any non-managed assets (and reference to the portfolio includes any part of the portfolio); PTM Levies means any levies imposed by the Panel on Takeovers and Mergers; regulated market is defined in the FCA Rules and in summary, is a multilateral system which brings together or facilitates the bringing together of multiple buying and selling interests in financial instruments admitted to or trading under its rules and/or systems and which is authorised and functions regularly in accordance with applicable regulations; restrictions means the investment restrictions as agreed between the charity and us from time to time; services means the discretionary investment services which we provide to our clients in accordance with the agreement; tariff of charges means the tariff or tariffs of fees and charges as they apply to the charity and relating to the provision of the services; set out in the application form signed on behalf of the charity, and amended by us from time to time; unforeseen event means an event that is outside our reasonable control and could not be predicted or if predicted its consequences are too drastic to plan for in a contract. In the agreement it means any: