Platform Securities definition

Platform Securities. Platform Securities LLP.
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Platform Securities. Platform Securities LLP incorporated in England and Wales with Company Number OC301316 of Xxxxxxx Xxxxx, 0 Xxxxxx Xxxx, Xxxxxx, XX0X 0XX. Platform Securities Agreement: the agreement entered into by us with Platform Securities on your behalf, under which Platform Securities has agreed to provide settlement, custody and associated services. Portfolio: the portfolio of investments and other assets (including uninvested cash) entrusted from time to time to the management of Xxxxxx X Xxxxx under the terms of this agreement. Regulatory System: FSMA, the FCA Rules or any other applicable regulatory law in the United Kingdom from time to time. Retail Client: as defined in the FCA Rules, a client who is neither a professional client nor an eligible counterparty. G SECTION - CLIENT SCHEDULES
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Platform Securities means Platform Securities LLP, a limited liability partnership incorporated in England and Wales (with registered number OC301316) and having its registered office at Level 00, 00 Xxxxxx Xxxxxx, Xxxxxx, X00 0XX and which is authorised and regulated by the Financial Conduct Authority and entered on the Financial Services Register (number 214206); portfolio means a portfolio of assets entrusted to our discretionary management by the investor from time to time;
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Examples of Platform Securities in a sentence

  • For this reason, please note that Platform Securities reserve the right to retain your funds.

  • It is your responsibility to ensure that all money due to us and all documents are received by us or Platform Securities by the due date to enable settlement of a transaction we execute on your behalf.

  • All cash and investments held or transferred to Platform Securities (or its nominees) will be subject to a first fixed charge by way of security for your obligations to Platform Securities.

  • All payments due to Platform Securities will be made without set off, counterclaim or deduction.

  • Any money owed to us, Platform Securities, or agents used by us, as stated in the relevant contract advice note, or any other applicable charges, may be deducted from money held in your account by Platform Securities.

  • Platform Securities is responsible for the acts of its nominee to the same extent as for its own acts, including, for the avoidance of doubt, for losses arising from fraud, wilful default or negligence.

  • Platform Securities have in place a Conflicts of Interest Policy and procedures specifically designed to identify and manage such conflicts.

  • Platform Securities shall have no liability for any circumstance or failure resulting from any event or state of affairs beyond the reasonable control of Platform Securities including, without limitation, any failure of communication or computer systems or equipment or the suspension of trading by an exchange or clearing house.

  • Platform Securities will be entitled to retain any cash or investments held on your account and will have no obligation to pay such cash or deliver any investments to you or any third party until you have paid any cash owing or delivered any investments due.

  • You accept that Platform Securities may change or add to any of the Customer Terms and Conditions by giving you reasonable notice which will usually be at least one calendar month.


More Definitions of Platform Securities

Platform Securities means Platform Securities LLP, a limited liability partnership incorporated in England and Wales (with registered number OC301316) and having its registered office at Level 00, 00 Xxxxxx Xxxxxx, Xxxxxx, X00 0XX and which is authorised and regulated by the FCA and entered on the Financial Services Register (number 214206); portfolio means a portfolio of assets entrusted to our discretionary management by you from time to time and also any non-managed assets; product means the investment product (for example a self invested personal pension or offshore bond) which you hold through the product provider, the assets under which we have been appointed to manage; product provider means the appropriately authorised firm whose product you have invested in and which has appointed us as investment manager of the assets in your product; PTM levies means any levies imposed by the Panel on Takeovers and Mergers; quarterly calculation has the meaning set out in section 8(f); regulated market is defined in the FCA Rules and in summary, is a multilateral system which brings together or facilitates the bringing together of multiple buying and selling interests in financial instruments admitted to or trading under its rules and/or systems and which is authorised and functions regularly in accordance with applicable regulations; restrictions means the investment restrictions as agreed between you and us from time to time;
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Platform Securities means Platform Securities LLP, a limited liability partnership incorporated in England and Wales (with registered number OC301316) and having its registered office at Level 00, 00 Xxxxxx Xxxxxx, Xxxxxx, X00 0XX and which is authorised and regulated by the FCA and entered on the Financial Services Register (number 214206); portfolio means a portfolio of assets held within a general investment account entrusted to our discretionary management by the charity from time to time and also any non-managed assets (and reference to the portfolio includes any part of the portfolio); PTM Levies means any levies imposed by the Panel on Takeovers and Mergers; quarterly calculation has the meaning set out in section 7(f); regulated market is defined in the FCA Rules and in summary, is a multilateral system which brings together or facilitates the bringing together of multiple buying and selling interests in financial instruments admitted to or trading under its rules and/or systems and which is authorised and functions regularly in accordance with applicable regulations; restrictions means the investment restrictions as agreed between the charity and us from time to time; services means the discretionary investment services which we provide to our clients in accordance with the agreement; tariff of charges means the tariff or tariffs of fees and charges as they apply to the charity and relating to the provision of the services; set out in the application form signed on behalf of the charity, and amended by us from time to time; unforeseen event means an event that is outside our reasonable control and could not be predicted or if predicted its consequences are too drastic to plan for in a contract. In the agreement it means any:
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Related to Platform Securities

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Firm Securities means the number or amount of Securities that the several Underwriters are initially committed to purchase under the Underwriting Agreement (which may be expressed as a percentage of an aggregate number or amount of Securities to be purchased by the Underwriters, as in the case of a standby Underwriting Agreement). “Additional Securities” means the Securities, if any, that the several Underwriters have an option to purchase under the Underwriting Agreement to cover over-allotments. The number, amount, or percentage of Firm Securities set forth opposite each Underwriter’s name in the Underwriting Agreement plus any additional Firm Securities which such Underwriter has made a commitment to purchase, irrespective of whether such Underwriter actually purchases or sells such number, amount, or percentage of Securities under the Underwriting Agreement or Article XI hereof, is hereinafter referred to as the “Original Underwriting Obligation” of such Underwriter, and the ratio which such Original Underwriting Obligation bears to the total of all Firm Securities set forth in the Underwriting Agreement (or, in the case of a standby Underwriting Agreement, to 100%) is hereinafter referred to as the “Underwriting Percentage” of such Underwriter. For the avoidance of doubt, each Underwriter acknowledges and agrees that, for all purposes under this Agreement and otherwise (including, to the extent applicable, for purposes of Section 11(e) under the U.S. Securities Act of 1933 (the “1933 Act”)), each Underwriter’s Underwriting Percentage of the total number, amount, or percentage of Securities offered and sold in the Offering (including any Additional Securities), and only such number, amount, or percentage, constitutes the securities underwritten by such Underwriter and distributed to investors.1 References herein to laws, statutory and regulatory sections, rules, regulations, forms, and interpretive materials will be deemed to include any successor provisions.

  • Lock-Up Securities has the meaning assigned to such term in Section 3.5.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Series B Securities means the Company's Series B 9.25% Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • BofA Securities means BofA Securities, Inc.

  • Permitted Securities means any of the following:

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • Index Securities means the securities included in the 10 Uncommon Values Index from time to time.

  • Available Securities means the securities of the Funds that are available for Loans pursuant to Section 3.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Series A Securities means the Company's 9.25% Series A Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • Offered Securities shall have the meaning specified in Section 5.03(b)(ii)(B).

  • Other Registrable Securities means (i) any Common Equity held (directly or indirectly) by any Other Holders or any of their Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.

  • Exempted Securities means:

  • Covered Securities means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a "security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing.

  • Programme Maximum Number of ETP Securities means 1,000,000,000.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Registerable Securities means the shares of Common Stock issued or issuable upon exercise of the Warrants.

  • Restricted List Securities means the list of securities that are provided to the Compliance Department by Invesco Ltd. or investment departments, which include those securities that are restricted from purchase or sale by Client or Employee accounts for various reasons (e.g., large concentrated ownership positions that may trigger reporting or other securities regulatory issues, or possession of material, non-public information, or existence of corporate transaction in the issuer involving an Invesco Ltd. unit).