Placement Agent Agreements definition

Placement Agent Agreements means (i) that certain Letter Agreement, dated as of September 30, 2005, by and between the Company and X.X. Xxxxxxx & Sons, Inc.; and (ii) that certain Letter Agreement, dated as of September 30, 2005, by and between the Company and Coker, Palmer, Xxxxxxxx & Xxxxxx, Inc.
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Examples of Placement Agent Agreements in a sentence

  • Except for the cash commission to be paid (the “Cash Placement Agents Fee”) to the Placement Agents pursuant to the terms of the Placement Agent Agreements, no Person will have, as a result of the transactions contemplated by this Agreement, any valid right, interest or claim against or upon the Company or any Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of the Company.

  • In this regard, iCap Vault 1 and Vault Holding 1 will provide monthly organization and offering reports to Broker-Dealer, all Placement Agent Agreements that are entered into among the Placement Agents and iCap Vault 1, LLC during the course of the offering, and its tracking documents for monitoring and tracking the organization and offering expenses in compliance with FINRA Rules 2310 and 5110 for the offering.

  • With respect to all Placement Agent Agreements to which SMH Capital Inc.

  • The Warrants, when issued and delivered against payment for the consideration therefor specified in the Placement Agent Agreements, will constitute valid and binding obligations of the Company, enforceable against the Company in accordance with their terms.

  • The Shares, when issued and delivered against payment of the consideration therefor specified in the Placement Agent Agreements, will be validly issued, fully paid and non-assessable.

  • The Company has entered into two Placement Agent Agreements, each dated as of December 5, 2019, with the Agent that contains certain representations, warranties, covenants and agreements of the Company.

  • The net proceeds of the PPO, subject to the terms of the Placement Agent Agreements.

  • The Units, when issued and delivered against payment for the consideration therefor specified in the Placement Agent Agreements, will constitute valid and binding obligations of the Company, enforceable against the Company in accordance with their terms.

  • Except for the Placement Agent Agreements by and between WestPark Capital, Inc.

  • Loofbourrow Associates, Inc., Direct Access Partners, Lombardi & Co. and Bentley Securities Corporation, respectively, dated July 8, July 20, July 27, 2009 and August 3, 2009, respectively ("Placement Agent Agreements").

Related to Placement Agent Agreements

  • Placement Agent Agreement means that certain placement agent agreement dated as of the date hereof between the Company and the Placement Agent.

  • Fiscal Agent Agreement As defined in Section 8.13.

  • Agent Agreement means the agreement entered into on or about the Issue Date between the Issuer and the Agent, or any replacement agent agreement entered into after the Issue Date between the Issuer and an Agent.

  • Placement Agents shall have the meaning set forth in the preamble.

  • Market Agent Agreement With respect to any Series, the agreement, if any, dated as of the Closing Date, between the Trustee and the Market Agent, the form of which will be attached to the related Supplement, and any similar agreement with a successor Market Agent, in each case as from time to time amended or supplemented. "Merrill Lynch & Co.": Merrill Lynch & Co., a Delaware corporation.

  • Placement Agency Agreement means the Placement Agency Agreement by and between the Company and the Placement Agent dated the date hereof.

  • Placement Agreement means the Placement Agreement relating to the offering and sale of Capital Securities in the form of Exhibit C.

  • Auction Agent Agreement means the Initial Auction Agent Agreement unless and until a Substitute Auction Agent Agreement is entered into, after which "Auction Agent Agreement" shall mean such Substitute Auction Agent Agreement.

  • Licensor/Agent Agreement means an agreement between Agent and a Licensor, in form and content satisfactory to Agent, by which Agent is given the unqualified right, vis-a-vis such Licensor, to enforce Agent’s Liens with respect to and to dispose of any Borrower’s Inventory with the benefit of any Intellectual Property applicable thereto, irrespective of such Borrower’s default under any License Agreement with such Licensor.

  • Exchange Agent Agreement has the meaning set forth in Section 2.5(a).

  • Warrant Agent Agreement means that certain Warrant Agent Agreement, dated as of the Initial Exercise Date, between the Company and the Warrant Agent.

  • Placement Agent means X.X. Xxxxxxxxxx & Co., LLC.

  • Placement Agent Warrants shall have the meaning set forth in the Subscription Agreement.

  • Private Placement Agreement has the meaning set forth in Annex A hereto.

  • Investment Agreements or “Flow-Through Agreements” means written agreements pursuant to which the Partnership will subscribe for Flow-Through Shares (including Flow-Through Shares issued as part of a unit) or agreements by the Partnership to otherwise invest in or purchase securities of a Resource Issuer, and in respect of Flow-Through Shares comprised of units, the Resource Issuer will covenant and agree:

  • Original Purchasers means RBC Capital Markets, LLC, Chicago, Illinois, and the other original purchasers designated by the Fiscal Officer in the Certificate of Award.

  • Escrow Agreements means one or more of the agreements between the Company, the Partnership and one or more of the Performance Investors, dated as of the closing of the date of the initial public offering of the common stock of the General Partner, pursuant to which the Performance Investors have deposited their Performance Shares in escrow for possible transfer to the General Partner or the Partnership (as applicable).

  • Disbursement Agreement means, on any date, the Disbursement Agreement, as originally in effect on the Closing Date, among the Borrower, Holdings, the Administrative Agent, the Discount Note Indenture Trustee, the Disbursement Agent, the Servicing Agent and the Securities Intermediary and as thereafter from time to time amended, supplemented, amended and restated or otherwise modified.

  • Settlement Agreements means any settlement reached in the U.S. Litigation with any of the Settling Defendants.

  • Calculation Agent Agreement means the Calculation Agent Agreement dated as of May 18, 2018 between the Company and the Calculation Agent, as amended from time to time.

  • Dealer Manager Agreement shall have the meaning set forth in the preamble.

  • Parent Agreement has the meaning given to it in Clause 12;

  • Investment Agreement shall have the meaning set forth in the Recitals hereto.

  • Jefferies means Jefferies Finance LLC.

  • VIE Agreements means the Exclusive Service Agreement, the Exclusive Call Option Agreement, the Shareholder Voting Rights Proxy Agreement and the Equity Pledge Agreement entered into by and among some or all of the Parties hereto on the same day this agreement is entered, including any supplemental agreements or amendments to such agreements, and any other agreements, contracts or legal documents executed or issued by one or more Parties and/or Party C’s affiliated enterprises from time to time to ensure the performance of the aforesaid agreements, signed or accepted by Party A in writing.

  • Agent's Fee Letter means the letter agreement, dated as of the date hereof (as hereafter amended from time to time) between the Borrower and the Agent respecting certain fees payable to the Agent for its own account.