Pershing Securities definition
Examples of Pershing Securities in a sentence
Delivery of certificates in definitive form representing the Shares shall be made at the offices of ▇▇▇▇▇▇▇▇ & ▇▇▇▇▇▇▇▇▇’▇ clearing firm, Pershing Securities, or at such other place as shall be agreed upon by the Company and you, on such date as you may request (the “Date of Delivery”).
If however, your complaint concerns an aspect of the service provided to you by PSIL or (if applicable) PSL and you wish to copy your complaint to PSIL directly, copies should be sent to: The Compliance Officer Pershing Securities International Limited Hanover Building ▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇ (ii) Where you make a complaint both we and PSIL will endeavor to resolve your complaint as quickly as possible but in any event we will acknowledge receipt of your letter within 5 business days.
If an error is made in the payment of your Direct Debit, by Pershing Securities Limited or your bank or building society, you are entitled to a full and immediate refund of the amount paid from your bank or building society.
If you request Pershing Securities Limited to collect a payment, confirmation of the amount and date will be given to you at the time of the request.
If you receive a refund you are not entitled to, you must pay it back when Pershing Securities Limited asks you to.
If there are any changes to the amount, date or frequency of your Direct Debit, Pershing Securities Limited will notify you 10 working days in advance of your account being debited or as otherwise agreed.
Should you require further disclosure, we will advise you of the amount of any commission or fees or non-monetary ▇▇▇▇▇▇ has entered into an agreement ("the Pershing Agreement") with Pershing Securities International Limited ("PSIL") on behalf of ourselves and each of our clients whereby PSIL has agreed to provide clearing, settlement, execution, safe custody, nominee and associated services for clients whom ▇▇▇▇▇▇ introduces to them.
The Employee understands that this Agreement does not prohibit him from discussing his compensation with others.
Settlement for all Shares shall be effected by book-entry delivery of Shares to the Agent’s account at Pershing Securities LLC against payments by the Agent of the Net Proceeds from the sale of such Shares in same day funds delivered to an account designated by the Company.
Pershing Securities Limited (the “ISA Manager”) reserves the right to refuse any application.