Organized Securities Market means any broker dealer, automated quotation system of a registered securities association, exchange, or other entity or organization located in any part of the world that (i) is subject to regulation as an exchange under applicable laws, rules or regulations of its jurisdiction; or (ii) acts in an exchange-like capacity, with or without a recognized status or formal exemptive or no-action relief from the applicable government or regulatory authority in its jurisdiction, by virtue of it, as principal or agent, acting on a regular basis as an intermediary between buyers and sellers, or constituting, maintaining or providing a market place or facilities for bringing together buyers and sellers or for otherwise performing the functions commonly provided by an exchange; through the medium or with the assistance of which Financial Instruments (as defined herein) are offered, traded, listed, purchased, sold, crossed, exchanged, or cleared. “Financial Instruments” means commodities, securities, and derivatives of all types, including, without limitation, stocks and other equity instruments, bonds and other debt instruments, commodities and futures, forwards, swaps, and options that derive their value from bonds, equities, commodities or indices thereof. EXHIBIT C

Organized Securities Market means a U.S. national securities exchange, an automated quotation or other electronic trading system, a foreign securities exchange or any other domestic or foreign securities market determined by DJI Opco in its reasonable judgment to constitute an Organized Securities Market. The name of the Product shall be “The Dow 10”; provided, however, Informational Materials referencing the Product name shall clearly identify Licensee as the issuer of the Product and that this Product is one of a series of comparable investment products offered by Licensee. Any change to the names of the Product shall be subject to DJI Opco’s approval.

Examples of Organized Securities Market in a sentence

Importance of an Organized Securities Market 5 Organized securities markets play a critical role in the development of a vibrant economy by reducing the time and cost for issuers, buyer and sellers or their agents in executing transactions in securities, equity or debt, at a transparent and fair price.
Dolayısıyla vergi kaybı olgusunu kaçakçılık suçunun unsuru yapmak, eğer vergi mahkemesinin yargılamadaki rolü değiştirilmeyecekse, ceza yargılamasını daha da sorunlu hale getirir.
Material breach of this obligation by any Organized Securities Market may result in termination of its license from S&P.

More Definitions of Organized Securities Market

Organized Securities Market means a U.S. national securities exchange, an automated quotation or other electronic trading system of a U.S.-registered securities association, a foreign securities exchange or any other domestic or foreign securities market determined by Dow Jones in its reasonable judgment xx xonstitute an Organized Securities Market. The name of the Product shall be subject to Dow Jones's prior written consent. SCHEDULE B LICENSE FEES Licensee shall pay license fees in accordance with the following: On January 1, 2001, and, during the Term, on each anniversary of the Effective Date, the Licensee will pay to Dow Jones a flat annual minimum payxxxx of $10,000 in respect of the twelve-month period commencing on such anniversary date (each, an "Annual Minimum Payment"). In addition, commencing January 1, 2001, during each Year (defined below) of the Term, the Licensee will provide to Dow Jones a written report (each, a "Xxxthly Report"), within 10 days after each month-end, which sets forth (i) the asset balance for each Product at such month-end, and (ii) a calculation of the Rolling Average Asset Balance (defined below) at such month-end. Within 10 days after each Quarter-end (defined below) during each Year of the Term, the Licensee will pay (each, a "Quarterly Payment") to the Dow Jones affiliate designated by Dox Xxnes an amount equal to one-quaxxxx of the Basis Point Amount (defined below); PROVIDED, HOWEVER, that, in each year of the Term, (i) Licensee shall be entitled to apply a credit in an amount equal to the Annual Minimum Payment against the aggregate of the Quarterly Payments for that year until such credit is depleted and (ii) the License Fees for each Year shall not exceed $150,000. All amounts will be paid in cash and will be non-refundable. All amounts are stated in U.S. dollars (at the applicable exchange rate prevailing at the time payment is due, as published in the Wall Street Journal. All amounts are stated net of any withholding taxes (i.e., the amount stated is the amount to be received by Dow Jones after payment of any withholxxxx taxes). The terms hereof shall be deemed "Confidential Information" for purposes of Section 7(b) of this Agreement.

Organized Securities Market means any broker-dealer, automated quotation system of a registered securities association, exchange, or other entity or organization located in any part of the world (a) that (i) is subject to regulation as an exchange under applicable laws, rules or regulations of its jurisdiction; or (ii) acts in an exchange-like capacity, with or without a recognized status or formal exemptive or no-action relief from the competent government or regulatory authority in its jurisdiction, by virtue of it, as principal or agent, acting on a regular basis as an intermediary between buyers and sellers, or constituting, maintaining or providing a market place or facilities for bringing together buyers and sellers or for otherwise performing the functions commonly provided by an exchange; and (b) through the medium of which or with the assistance of which Financial Instruments are offered, traded, listed, purchased, sold, crossed, or exchanged. For the purposes of this definition, “Financial Instruments” means commodities, securities, and derivatives of all types, including, without limitation, stocks and other equity instruments, bonds and other debt instruments, commodities and futures, forwards, swaps, and options that derive their value from bonds, equities, commodities or indices thereof.

Organized Securities Market means any broker dealer, automated quotation system of a registered securities association, exchange, or other entity or organization located in any part of the world that (1) is subject to regulation as an exchange under applicable laws, rules or regulations of its jurisdiction; or (2) acts in an exchange-like capacity, with or without a recognized status or formal exemptive or no-action relief from the competent government or regulatory authority in its jurisdiction, by virtue of it, as principal or agent, acting on a regular basis as an intermediary between buyers and sellers, or constituting, maintaining or providing a market place or facilities for bringing together buyers and sellers or for otherwise performing the functions commonly provided by an exchange; through the medium or with the assistance of which Financial Instruments are offered, traded, listed, purchased, sold, crossed, or exchanged. “Financial Instruments” for the purposes of this definition shall mean commodities, securities, and derivatives of all types, including, without limitation, stocks and other equity instruments, bonds and other debt instruments, commodities and futures, forwards, swaps, and options that derive their value from bonds, equities, commodities or indices thereof. EXHIBIT C

Organized Securities Market means any broker dealer, automated quotation system of a registered securities association, exchange, or other entity or organization located in any part of the world that (i) is subject to regulation as an exchange under applicable laws, rules or regulations of its jurisdiction; or (ii) acts in an exchange-like capacity, with or without a recognized status or formal exemptive or no-action relief from the applicable government or regulatory authority in its jurisdiction, by virtue of it, as principal or agent, acting on a regular basis as an intermediary between buyers and sellers, or constituting, maintaining or providing a market place or facilities for bringing together buyers and sellers or for otherwise performing the functions commonly provided by an exchange; through the medium or with the assistance of which Financial Instruments (as defined herein) are offered, traded, listed, purchased, sold, crossed, exchanged, or cleared. "Financial Instruments" means commodities, securities, and derivatives of all types, including, without limitation, stocks and other equity instruments, bonds and other debt instruments, commodities and futures, forwards, swaps, and options that derive their value from bonds, equities, commodities or indices thereof. Order Schedule No. 5 (Index IP) EXHIBIT C ---------

Organized Securities Market means the location and/or form of exchanging information in order to concentrate buy and sell orders and trading of securities listed or registered for trading on SEs, including the derivatives trading market (hereinafter referred to as "the securities market").

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