Option Underwriter definition

Option Underwriter means any person or persons (other than the Company) that is party to an Option Underwriting Agreement.
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Examples of Option Underwriter in a sentence

  • If the Company has entered into an Option Underwriting Agreement, then at the Expiry Date all Unexercised Option Holders immediately, unconditionally and irrevocably appoint the Company as the Option Holder's agent to transfer all Unexercised Options the subject of an Option Underwriting Agreement to the Option Underwriter and the Option Underwriter is entitled to exercise the options prior to the Underwritten Expiry Date.

  • If the Company has entered into an Option Underwriting Agreement, then at the Expiry Date all Unexercised Option Holders immediately, unconditionally and irrevocably appoint the Company as the Option Holder’s agent to transfer all Unexercised Options the subject of an Option Underwriting Agreement to the Option Underwriter and the Option Underwriter is entitled to exercise the options prior to the Underwritten Expiry Date.

  • SCHEDULE I Number of Option Total Number Shares to be of Purchased if Firm Shares Maximum to be Option Underwriter Purchased Exercised [NAME] Total SCHEDULE II Total Number Total Number of of Firm Shares Option Shares to be Sold to be Sold The Company The Selling Shareholders: [NAME] Total Exhibit B ROYAL CARIBBEAN CRUISES LTD.

  • By: Name: Title: On behalf of each of the Underwriters SCHEDULE I Number of Optional Units to be Total Number of Firm Purchased if Maximum Units to be Option Underwriter Purchased Exercised Gxxxxxx Sxxxx & Co. LLC BofA Securities, Inc.

  • SCHEDULE I Number of Optional Securities to be Total Number of Purchased if Firm Securities Maximum Option Underwriter to be Purchased Exercised Gxxxxxx, Sachs & Co. 3,600,000 540,000 KeyBanc Capital Markets, a division of McDonald Investments, Inc.

  • Sch A - 1 SCHEDULE B Aggregate Principal Xxxxxx Xxxxxxxxx of Senior Discount Principal Amount Notes to be of Senior Discount Purchased if Notes to be Maximum Option Underwriter Purchased Exercised ----------- ------------------ ------------------ Xxxxxxx Xxxxx Xxxxxx Inc.

  • Option Underwriting Agreement means all agreements made prior to the Expiry Date between the Company and an Option Underwriter whereby the Option Underwriter agrees to exercise the Underwritten Options prior to the Underwritten Expiry Date.

  • By: ---------------------------- Name: Title: On behalf of each of the Underwriters SCHEDULE I Number of Option Shares to be Purchased Total Number of Firm if Maximum Option Underwriter Shares to be Purchased Exercised Empire Financial Group, Inc.

  • By: Title: Name: Name: On behalf of each of the Underwriters SCHEDULE I Number of Optional Shares to be Purchased if Total Number of Firm Maximum Option Underwriter Shares to be Purchased Exercised Taglich Brothers, Inc.

  • By: (Authorized Representative) On behalf of each of the Underwriters SCHEDULE I Number of Optional Total Number of Firm Shares to be Purchased Shares to be if Maximum Option Underwriter Purchased Exercised ----------- -------------------- ---------------------- The Xxxxxxxx-Xxxxxxxx Company, Inc.

Related to Option Underwriter

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the IPO Underwriting Agreement who purchases Common Units pursuant thereto.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Company Underwriter has the meaning set forth in Section 4(a) of this Agreement.

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Approved Underwriter has the meaning set forth in Section 3(f) of this Agreement.

  • Underwriters means the underwriters named in Schedule A to the Underwriting Agreement.

  • Credit Underwriter means the independent contractor under contract with the Corporation having the responsibility for providing Credit Underwriting services.

  • Managing Underwriter means, with respect to any Underwritten Offering, the book-running lead manager of such Underwritten Offering.

  • Managing Underwriters means the investment banker or investment bankers and manager or managers that shall administer an underwritten offering.

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e).

  • Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Qualified Independent Underwriter means a “qualified independent underwriter” within the meaning of FINRA Rule 5121.

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Underwritten Securities shall include the Initial Underwritten Securities and all or any portion of the Option Securities agreed to be purchased by the Underwriters as provided herein, if any. The Terms Agreement, which shall be substantially in the form of Exhibit A hereto, may take the form of an exchange of any standard form of written telecommunication between you and the Company. Each offering of Underwritten Securities through you or through an underwriting syndicate managed by you will be governed by this Agreement, as supplemented by the applicable Terms Agreement.

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).

  • Underwritten Shelf Take-Down Notice has the meaning set forth in Section 2.02(e).

  • Underwritten Takedown means an underwritten public offering of Registrable Securities pursuant to the Resale Shelf Registration Statement, as amended or supplemented.

  • Option Securities shall have the meaning ascribed to such term in Section 2.2(a).

  • Lead Underwriter means, in respect of a syndicate of underwriters,

  • ERISA-Qualifying Underwriting A best efforts or firm commitment underwriting or private placement that meets the requirements of an Underwriter’s Exemption.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.

  • Loan processor or underwriter means an individual who

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.