Offering Memorandums definition
Examples of Offering Memorandums in a sentence
Each of the Offering Memorandums as of their dates, contains the information specified in, and meets the requirements of, Rule 144A(d)(4) under the Securities Act.
The Broker agrees, if the Managing Dealer so requests, to furnish a copy of any final Offering Memorandums required for compliance with the provisions of Rule 15c2-8 under the U.S. Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Client represents and warrants that it will utilize the Rule 504 funds pursuant to the "Use of Proceeds" as set forth in the Offering Memorandum(s) and the spirit thereof.
The Company will then promptly prepare such amended or supplemental Offering Memorandum or Offering Memorandums as may be necessary.
Six copies of the Limited Offering Memorandum will be signed on behalf of the Company by duly authorized officials of the Company and are hereby determined to be the final Limited Offering Memorandums for purposes of Rule 15c2-12(b)(3) and (4); provided, however, that the foregoing representation as to the finality of the Limited Offering Memorandum does not include a representation by the Authority as to the accuracy of the statements and information contained therein.
In addition, TCI agrees to pay to KPA or its assignees any compensation due to KPA for its assistance in identifying prospective investors in TCI, pursuant to the placement terms and conditions of TCI Offering Memorandums.
Buyer agrees to provide corporate finance services under a Consulting Agreement upon the issuance and transfer of additional Company shares, pursuant to Rule 506 Private Placement Offering Memorandums in such amounts as approved by the Company's Board of Directors to attempt to secure additional capital for the Company.
Expenses incurred for distribution of shares, including the typesetting, printing, proofing and mailing of Offering Memorandums for persons who are not shareholders of the Trust, will be borne by Keystone, except for such expenses permitted to be paid by the Trust under a distribution plan adopted pursuant to Rule 12b-1 of the 1940 Act (“Distribution Plan”).
At the Closing Time, the Initial Purchasers shall have received the favorable opinion, dated as of the Closing Time, of Shearman & Sterling, counsel for the Initial Purchasers, with respect to the incorporation and legal existence of the Company, the Series A Capital Securities, the Indenture, the Series A Guarantee Agreement, this Agreement, the Registration Rights Agreement, the Offering Memorandums and other related matters as the Initial Purchasers may require.
With respect to this Section 5(b), ▇▇▇▇▇▇ LLP may state that its beliefs are based upon its participation in the preparation of the Offering Memorandums and any amendments or supplements thereto and review and discussion of the contents thereof, but are without independent check or verification, except as specified.