Offering Exemption definition

Offering Exemption. ☐ Rule 506(b) of Regulation D ☐ Rule 506(c) of Regulation D ☐ Regulation A ☐ Regulation Crowdfunding Entity Name: Entity Name: Jurisdiction: Jurisdiction: By: By: Name: Name: Title: Title: Date: Date: Email: Email: With a copy to: With a copy to: Address: Address: Entity Name: North Capital Private Securities Corporation Jurisdiction: Jurisdiction: Delaware By: By: Name: Name: Title: Title: Date: Date: Email: Email: j▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ Address: With a copy to: l▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ d▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ e▇▇▇▇▇-▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ Address: 6▇▇ ▇. ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ☐ Use payment information currently on file with NCPS; or Complete the payment information below: Name on Card: Bank Name: Credit Card Number: Account Holder Name: Expiration Date (MM/YY): Routing Number: Billing Address: Account Number: Account Type (Checking/Savings): Name: Email: Telephone Number:

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Offering Exemption. ☐ Rule 506(b) of Regulation D ☐ Rule 506(c) of Regulation D ☐ Regulation A

Offering Exemption. ☐ Rule 506(b) of Regulation D ☐ Rule 506(c) of Regulation D ☐ Regulation A ☐ Regulation Crowdfunding Entity Name: North Capital Private Securities Corporation Jurisdiction: Jurisdiction: Delaware By: By: Name: Name: Title: Title: Date: Date: Email: ▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ Email: With a copy to: ▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ With a copy to: ▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ Address: ▇▇▇ ▇. ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ Address: ▇▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇

Examples of Offering Exemption in a sentence

• Neither the Company nor any of its affiliates will take any action or steps that would cause the offer of the Securities to be integrated with other offerings if such integration would eliminate the Offering Exemption.

• The Company will file a Notice of Sale of Securities Pursuant to Regulation D Section 4(6), and/or Uniform Limited Offering Exemption (“Form D”) with the Securities and Exchange Commission within 15 days of Closing Date.

• The Company agrees to file a Notice of Sale of Securities pursuant to Regulation D, Section 4(6), and/or Uniform Limited Offering Exemption on Form D with respect to the Shares as required under Regulation D and to provide a copy thereof to the Purchasers promptly after such filing.

• The Shares are being sold by the Bancorp in an offering under an exemption from registration under Tier 1 of Regulation A+ of the Securities and Exchange Commission (the “SEC”) under the Securities Act of 1933 (the “Act”) and the Limited Offering Exemption Notice pursuant to Section 25102(f) of the California Corporations Code.

• The Company or any of its affiliates will not take any action or steps that would cause the offer of the Securities to be integrated with other offerings if such integration would eliminate the Offering Exemption.

• The Company or any of its affiliates will not take any action or steps that would cause the offer of the Securities to be integrated with other offerings if such integration would eliminate the Series B Offering Exemption.

• The Shares are being sold by the Bancorp in an offering under an exemption from registration under Tier 1 of Regulation A+ of the Securities and Exchanged Commission (the “SEC”) under the Securities Act of 1933 (the “Act”) and the Limited Offering Exemption Notice pursuant to Section 25102(f) of the California Corporations Code.

• The Company will file a Notice of Sale of Securities Pursuant to Regulation D Section 4(6), and/or Uniform Limited Offering Exemption (“Form D”) with the Securities and Exchange Commission within 15 days of closing of the Private Placement.

• Each of the Parties hereto agrees to fully cooperate with the other Parties with respect to the foregoing and in submitting requests or filings to, sharing correspondence from and holding joint discussions or meetings with any Governmental Authority in connection with the Israeli Offering Exemption.

• The Parties shall, and shall cause their respective counsels to, cooperate to obtain the ISA Offering Exemption and to facilitate each other Party’s and its counsel’s involvement in all communications with and submission of documents and information to the ISA in connection with the application and receipt of the ISA Offering Exemption.

More Definitions of Offering Exemption

Offering Exemption. ¨ Rule 506(b) of Regulation D ¨ Rule 506(c) of Regulation D ¨ Regulation A ¨ Regulation Crowdfunding Entity Name: Jurisdiction: By: (Signature) Name: Title: Date: Email: With a copy to: Address: Entity Name: Jurisdiction: By: (Signature) Name: Title: Date: Email: With a copy to: Address: Entity Name: Jurisdiction: By: (Signature) Name: Title: Date: Email: Address: Entity Name: Delaware Jurisdiction: By: (Signature) Name: Title: Date: Email: With a copy to: Address: Issuer Party Payment Information: ¨ Use payment information currently on file with NCPS; or Complete the payment information below: Name on Card: Credit Card Number: Expiration Date (MM/YY): Billing Address: Bank Name: Account Holder Name: Routing Number: Account Number: Account Type (Checking/Savings): Billing Contact Person Name: Email: Telephone Number:

Offering Exemption. Rule 506(b) of Regulation D Rule 506(c) of Regulation D Regulation A Regulation Crowdfunding Entity Name: Entity Name: Jurisdiction: Jurisdiction: By: By: Name: Name: Title: Title: Date: Date: Email: Email: With a copy to: With a copy to: Address: Address: Entity Name: North Capital Private Securities Corporation Jurisdiction: Jurisdiction: Delaware By: By: Name: Name: Title: Title: Date: Date: Email: Email: ▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ Address: With a copy to: ▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ ▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ ▇▇▇▇▇▇-▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇