Offering company definition

Offering company means a reg- istered open-end investment company (other than a registered separate ac- count) or any principal underwriter thereof that makes an offer (an ‘‘ex- change offer’’) to the holder of a secu- rity of that company, or of another open-end investment company within the same group of investment compa- nies as the offering company, to ex- change that security for a security of the offering company;
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Offering company means a Company as defined in the Act;
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Offering company means a reg- istered open-end investment company
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Examples of Offering company in a sentence

  • To accept BTC & wire investments from beginning of Offering company can pay optional fee.

  • Offering company stock to the public is not only a decision regarding ownership of the firm, but it will also require an extensive preparatory process with strict demands set on corporate governance, past and future fiscal performance, accounting standards and an effective financial disclosures system.

  • However, on the contrary, if it is voluntary switching, then this is due to the causal factors from the client side (for example, financial difficulties, management failure, changes in ownership, Intial Public Offering, company growth, management turnover, institutional ownership, and so on) and from the auditor side (for example audit fee, audit opinion, audit opinion in the previous year, going concern opinion, firm size, and so on).

  • Provide the names, table of organization, for the Offering company.

  • Prospectus: A detailed report published by the Initial Public Offering company, which includes all terms and conditions, application procedures, IPO prices etc, for the IPO Put Option: The right to sell the underlying securities at a specified exercise price on of before a specified expiration date.

  • If the change is voluntary, then the causal factors can come from the client-side such as financial distress, failed management, ownership change, Initial Public Offering, company size, company growth, and others; and from the auditor's side such as audit fee, audit delay, audit tenure, audit opinion, KAP size, audit quality, and others.

  • If the invoice fails to include the foregoing data, SYMBOTIC shall not be obligated to pay the stated turnover tax.

  • The Offering company will send you a notice when it's time to sign a subscription agreement to finalize your investment.SIGN SUBSCRIPTION AGREEMENT 1.

  • Employee satisfaction can be supported by the following points (2016, [referred to 15.05.2016]): Treatment of employees with respect Regular employee recognition Empowering employees Offering benefits and compensation to employees Offering company events and leisure time activities etc.

  • Offering company must comply with the registration requirements of the Securities Act, unless an exemption exists.

Related to Offering company

  • Participating Companies means any insurance company (including Insurance Company) that offers variable annuity and/or variable life insurance contracts to the public and that has entered into an agreement with one or more of the Funds.

  • Generating Company means any company or body corporate or association or body of individuals, whether incorporated or not, or artificial juridical person, which owns or operates or maintains a generating station;

  • Qualifying Company means a qualifying company within the meaning of section 110 of the Taxes Act;

  • Participating Company Group means, at any point in time, all corporations collectively which are then Participating Companies.

  • mixed-activity holding company means a parent undertaking, other than a financial holding company or an institution or a mixed financial holding company, the subsidiaries of which include at least one institution;

  • Participating Corporation means any Parent, Subsidiary or Affiliate that the Committee designates from time to time as eligible to participate in this Plan. For purposes of the Section 423 Component, only the Parent and Subsidiaries may be Participating Corporations, provided, however, that at any given time a Parent or Subsidiary that is a Participating Corporation under the Section 423 Component shall not be a Participating Corporation under the Non-Section 423 Component. The Committee may provide that any Participating Corporation shall only be eligible to participate in the Non-Section 423 Component.

  • School District/Public Entity means the School District/Public Entity that executes the contract.

  • Qualified CFC Holding Company means a Wholly Owned Subsidiary of the Issuer that is a limited liability company, the primary asset of which consists of Equity Interests in either (i) a Foreign Subsidiary or (ii) a limited liability company the primary asset of which consists of Equity Interests in a Foreign Subsidiary.

  • existing company means a company formed and registered under any of the previous companies laws…”

  • Participating Subsidiaries means the Subsidiaries that have been designated as eligible to participate in the Plan, and such other Subsidiaries that may be designated by the Committee from time to time in its sole discretion.

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

  • Participating Company means the Company or any Parent Corporation or Subsidiary Corporation.

  • Plan Affiliate means any other Person with whom the First Person constitutes or has constituted all or part of a controlled group, or which would be treated or have been treated with the First Person as under common control or whose employees would be or have been treated as employed by the First Person, under Section 414 of the Code or Section 4001(b) of ERISA and any regulations, administrative rulings and case law interpreting the foregoing.

  • Controlling Company shall have the meaning set forth in Section 10.02(a) of this Agreement.

  • Local Distribution Company or “LDC” means a Person licensed by the OEB as a “Distributor” in connection with a Distribution System.

  • Acquiring Company means a person who obtains Control of the Company;

  • School District/Public Entity means the School District/Public Entity that executes the contract.

  • Participating private hospital means a hospital that has a hospital purchaser provider agreement with Latrobe.

  • DCP means disclosure controls and procedures;

  • Participating Subsidiary means a Subsidiary which has been designated by the Administrator as covered by the Plan.

  • financial holding company means a financial holding company as defined in point (20) of Article 4(1) of Regulation (EU) No 575/2013;

  • Bidding Company means a Subsidiary of the Company whose capital is beneficially owned by the Company and any other Person or Persons that are not Affiliates of the Company for the sole purpose of directly or indirectly bidding on construction projects.

  • Participating public employer means a public employer as defined in ORS 238.005 that

  • Company has the meaning set forth in the Preamble.

  • Public utility holding company means: (1) any company that,

  • CFC Holding Company means each Domestic Subsidiary that is treated as a partnership or a disregarded entity for United States federal income tax purposes and that has no material assets other than assets that consist (directly or indirectly through disregarded entities or partnerships) of Equity Interests or indebtedness (as determined for United States tax purposes) in one or more CFCs.