NYAG definition
Examples of NYAG in a sentence
The NYAG complaint, filed in the Supreme Court of the State of New York (New York County), is also based on the circumstances described above.
The NYAG complaint alleges violation of Article 23-A (the Martin Act) and Section 349 of the General Business Law of the Stat▇ ▇▇ ▇ew York and Section 63(12) of the State of New York's Executive Law.
In addition, AIM has received subpoenas concerning these and related matters from the NYAG, the United States Attorney's Office for the District of Massachusetts, the Commissioner of Securities for the State of Georgia, the Office of the State Auditor for the State of West Virginia, and the Office of the Secretary of State for West Virginia.
The NYAG is seeking injunctions, including permanent injunctions from directly or indirectly selling or distributing shares of mutual funds; disgorgement of all profits obtained, including fees collected, and payment of all restitution and damages caused, directly or indirectly from the alleged illegal activities; civil monetary penalties; and other relief.
After providing such opportunity, the NYAG shall make a written determination, based on a reasonable investigation, including any information provided by the Wind Company, whether a preponderance of the evidence establishes that the Wind Company has violated this Code of Conduct Agreement in any material respect.
For any financial interest held by a Municipal Officer or his or her Relative in any property identified for the Wind Company’s Wind Farm Development prior to execution of this Code of Conduct Agreement, the Wind Company shall disclose the full name of the Municipal Officer or his or her Relative and the nature and scope of the financial interest in a chart submitted to the NYAG and displayed on a website, or on a link from a website, hosted by the Wind Company.
Should the Wind Company discover any conduct in violation of the provisions of this Code of Conduct Agreement, the Wind Company shall promptly disclose such information to the NYAG.
Accordingly, any compensation provided by the Wind Company to such Municipal Officer, his or her Relative, or third party on behalf of such Municipal Officer or Relative, shall be contingent on such prior recusal and the Wind Company shall disclose in writing to the NYAG any agreement that is contingent on such recusal.
In establishing a penalty amount under this Code of Conduct Agreement, the NYAG shall consider the relative severity of, and the relative harm to public integrity occasioned by, such violation and shall provide written findings in support of such conclusions.
With respect to any complaint received by the NYAG, the NYAG shall advise the Wind Company of the complaint and give the Wind Company a reasonable opportunity to submit to the NYAG information relevant to the complaint.