Networking arrangement definition

Networking arrangement means a contractual or other arrangement between a dealer and a bank pursuant to which the dealer conducts broker-dealer services on the premises of the bank where retail deposits are taken.
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Networking arrangement means, an arrangement between a dealer or an adviser and a financial institution (whether or not registered) under which the dealer or the adviser:
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Networking arrangement means a contractual or other written agreement between a member and a financial institution under which the member offers broker-dealer services on or off the premises of the financial institution.
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More Definitions of Networking arrangement

Networking arrangement means a contractual or other arrangement between a broker-dealer and a financial institution pursuant to which the broker-dealer conducts bro- ker-dealer services on the premises of such financial institu- tion where retail deposits are taken.
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Networking arrangement means a contractual or other arrangement between a broker-dealer and a financial institution pursuant to which the broker- dealer conducts broker-dealer services on the premises of the financial institution where retail deposits are taken.
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Networking arrangement means a contractual or other written
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Networking arrangement means an arrangement between a registrant and a financial intermediary (whether or not a registrant) under which the registrant
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Networking arrangement means a contractual or other ar- rangement between a broker-dealer and a financial institution pursuant to which the broker-dealer conducts broker-dealer services on the premises of such financial institution where retail deposits are tak- en.
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Networking arrangement means a contractual or other arrangement between a broker-dealer and a financial institution by which the broker-dealer conducts broker- dealer services on the premises of the financial institution where retail deposits are taken or through an affiliate of the financial institution.
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Related to Networking arrangement

  • Ridesharing arrangement means the transportation of persons in a motor vehicle where the transportation is incidental to another purpose of a volunteer driver and includes ridesharing arrangements known as carpools, vanpools, and buspools.

  • Access Arrangement means an arrangement for access to a Covered Pipeline that has been approved by the Relevant Regulator.

  • Interconnection arrangements means arrangements governing the physical connection of two or more networks to allow the use of another's network to hand off traffic where it is ultimately delivered (e.g., connection of a customer of telephone provider A to a customer of telephone company B) or sharing data and other information resources.