NASDAQ CM definition

NASDAQ CM has the meaning set forth in Section 4.20.
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NASDAQ CM means the Nasdaq Capital Market;
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NASDAQ CM means the Capital Market of The NASDAQ Stock Market, Inc.
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Examples of NASDAQ CM in a sentence

  • No consent, approval, authorization or order of, or filing, notification or registration with, the NASDAQ CM is required for the listing and trading of the Common Stock on the NASDAQ CM, except for (i) a Notification Form: Listing of Additional Shares and (ii) a Notification Form: Change in the Number of Shares Outstanding.

  • The Shares shall have been accepted for listing on the NASDAQ CM.

  • The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and except as described in the General Disclosure Package, the Company has taken no action designed to, or reasonably likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ CM, nor has the Company received any notification that the Commission or NASDAQ CM is contemplating terminating such registration or listing.

  • The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and except as described in the General Disclosure Package, the Company has taken no action designed to, or reasonably likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from The NASDAQ Capital Market (“NASDAQ CM”), nor has the Company received any notification that the Commission or NASDAQ CM is contemplating terminating such registration or listing.

  • The Common Stock is registered under Section 12(b) of the Exchange Act and is traded on the NASDAQ CM.

  • The Company (i) has, or promptly following the Closing shall, use its best efforts to include all of the Conversion Shares issuable upon conversion of the Preferred Shares and all of the Warrant Shares issuable upon exercise of the Warrants (without regard to any limitation on such conversion or exercise) for listing on the NASDAQ CM, and (ii) shall use its best efforts to maintain the designation and quotation, or listing, of the Common Stock on the NASDAQ CM following the Closing Date.

  • No approval of the shareholders of the Company under the rules and regulations of NASDAQ CM (including Rule 5635 of the Nasdaq Listing Rules) is required for the Company to issue and deliver to the Underwriters the Shares.

  • The Unit A Warrants will be listing for trading on the on the NASDAQ CM (as defined below) and expire five years from the date of issuance.

  • The NASDAQ CM shall have approved the Shares for listing therein, subject only to official notice of issuance.

  • For purposes of this Agreement “business day” means any day on which the NASDAQ CM is open for trading.


More Definitions of NASDAQ CM

NASDAQ CM has the meaning set forth in Section 2.1(b)(iii).
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NASDAQ CM means NASDAQ Capital Market: https://www.nasdaq.com/market-activity/quotes/real-time;
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Related to NASDAQ CM

  • Nasdaq Stock Market means The Nasdaq Stock Market, Inc.

  • Nasdaq Rules means the rules of NASDAQ;

  • Nasdaq National Market means the National Association of Securities Dealers Automated Quotation National Market or any successor national securities exchange or automated over-the-counter trading market in the United States.

  • NYSE MKT means the NYSE MKT LLC.

  • NASDAQ means The Nasdaq Stock Market, Inc.

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • NYSE means the New York Stock Exchange.

  • Stock Exchange The Stock Exchange of Hong Kong Limited

  • Nasdaq Stockholm means the Regulated Market of Nasdaq Stockholm AB, reg. no. 556420-8394, SE-105 78 Stockholm, Sweden.

  • OTC Bulletin Board means the over-the-counter electronic bulletin board.

  • OTC Market means any over-the-counter market or over-the-telephone market in any country in any part of the world, and in relation to any particular Authorised Investment shall be deemed to include any responsible firm, corporation or association in any country in any part of the world dealing in the Authorised Investment which the Manager may from time to time elect.

  • Bulletin Board means the Over-the-Counter Bulletin Board.

  • OTC means Over-the-Counter.

  • Listing Market means the national securities exchange on which any securities of the Company are listed for trading, and if not listed for trading, by the rules of the Nasdaq Stock Market.

  • Approved Stock Exchange means the New York Stock Exchange, NASDAQ or such other stock exchange in the United States of America, the United Kingdom or Hong Kong as is approved in writing by the Facility Agent or, in each case, any successor thereto.

  • Target Market “Investment Areas”; and “Targeted Populations” have the meanings ascribed to such terms in 12 C.F.R. 1805.104.

  • Eligible Market means The New York Stock Exchange, the NYSE Amex, the Nasdaq Global Select Market, the Nasdaq Global Market, the Nasdaq Capital Market or the Principal Market.

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • Relevant Stock Exchange for the Fund means the primary exchange or quotation system on which shares (or other applicable securities) of the Fund are traded, as determined by the Calculation Agent.

  • AMEX means the American Stock Exchange.

  • Principal Market means the Nasdaq National Market, the Nasdaq SmallCap Market, the American Stock Exchange, the OTC Bulletin Board or the New York Stock Exchange, whichever is at the time the principal trading exchange or market for the Common Stock.

  • OTCQX means the OTCQX tier of the OTC Markets Group Inc.

  • Trading Market means any of the following markets or exchanges on which the Common Stock is listed or quoted for trading on the date in question: the NYSE American, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market or the New York Stock Exchange (or any successors to any of the foregoing).

  • ASX means ASX Limited (ACN 008 624 691);

  • Securities Exchange means, at any time, the registered national securities exchange on which the Corporation’s equity securities are then principally listed or traded, which shall be the New York Stock Exchange or NASDAQ Global Market (or similar national quotation system of the NASDAQ Stock Market) (“NASDAQ”) or any successor exchange of either the New York Stock Exchange or NASDAQ.

  • Irish Stock Exchange means the Irish Stock Exchange Limited.