FINRA definition

FINRA means the Financial Industry Regulatory Authority, Inc.

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FINRA means the Financial Industry Regulatory Authority or any successor.

FINRA means the Financial Industry Regulatory Authority or a succeeding agency.

Examples of FINRA in a sentence

For the avoidance of doubt, all transfers of this Warrant and the Warrant Shares shall be subject to the restrictions described in FINRA Rule 5110(e)(1).
Subject to any limitations as set forth in FINRA Rule 5110(g)(8), the Company shall include the Warrant Shares in the Initial Registration Statement (as defined in the Purchase Agreement) to be filed pursuant to the Transaction Documents, and in any subsequent registration statements required to be filed thereunder, until such time as all Warrant Shares have been sold or the Expiration Date.
All reasonable expenses, other than underwriting discounts and commissions, incurred in connection with registrations, filings or qualifications pursuant to Sections 2 and 3, including, without limitation, all registration, listing and qualifications fees, printers and accounting fees, FINRA filing fees (if any) and fees and disbursements of counsel for the Company shall be paid by the Company.
The Company meets the definition of the term “experienced issuer” specified in FINRA Rule 5110(j)(6).
If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agents as described in the Prospectus.

More Definitions of FINRA

FINRA shall have the meaning ascribed to such term in Section 3.1(e).

FINRA has the meaning set forth in Section 3(i).

FINRA means the U.S. Financial Industry Regulatory Authority.

FINRA means the Financial Industry Regulatory Authority, Inc. GAAP means generally accepted accounting principles as in effect in the United States of America from time to time.

FINRA shall have the meaning set forth in Section 5(n).

FINRA. Financial Industry Regulatory Authority, Inc.

FINRA has the meaning set forth in Section 2(s).