NAAF definition
Examples of NAAF in a sentence
The Respondent’s KYC and NAAF forms required clients to state their risk tolerance using a percentage basis only.1 However, the Respondent relied solely on hard copies of KYCs and NAAFs in client files when conducting trade reviews and, due to the failings of its back office system, was unable to review the actual investments in a client’s account at the time of a trade to assess the suitability of the trade against the client’s percentage risk allocations as stated on the client’s KYC and/or NAAF.
Within a few hours of the branch manager’s request, the Respondent submitted the Form for review and falsely advised the branch manager that the Respondent had found the missing NAAF.
Debiting your Transfer Institution Account for the purpose of settling trades, funding your SFI Account(s), or for any other purpose authorized by you as identified on you NAAF.
RS 1 Partially Completed Signed NAAF 1 Partially Completed Signed KYC Update Form 1 Partially Completed Signed Transfer Authorization Form 2 Blank Signed Investment Instruction Forms 1 Blank Signed EFT Authorization Form 1 Blank Signed ‘Credential Asset Mgmt Multiple Fund RSP –LIRA N Respect of Pension Monies Governed by the Ontario Pension Benefits Act.
Liquidity Risk: Mitigation of this risk is through Investment Policy parameters whereby (i) NAAF would not invest in any debt security having a maturity of more than 7 years; (ii) the weighted average time to maturity of the Fixed Income Portfolio of NAAF shall not exceed five years (iii) significant part of equity portfolio will be in equity stocks that have high traded value; and (iv) arrange financing line subject to applicable regulations, if needed.
Client DH completed a NAAF for each of his individual accounts at Equity, as did client EH.
The term of this Agreement will be for a period commencing on the Effective Date and ending on a date that is one year from [Insert Date of NAAF Approval].
In the former, a minimum ten dollar ($20.00) cheque was attached to your NAAF while in the latter, a cheque marked “VOID” was attached.
The Transfer Institution Account that SFI is authorized to deposit or draw upon has been specified by you in your NAAF or on the SFI Electronic Funds Transfer Form.
In the event that your Transfer Institution Account(s) lacks sufficient funds to offset any debit authorized by your NAAF, SFI may assess the NSF fee in effect at that time, as outlined in the “Solium Financial Direct Fees and Commissions Schedule”.