Mutual Fund Agent definition

Mutual Fund Agent means the Mutual Fund, the Mutual Fund’s investment advisor, distributor, transfer agent for a Mutual Fund, and the Mutual Fund’s designees or any combination of the foregoing with whom SEI Trust has entered into an agreement so that SEI Trust may provide Mutual Fund clearing services hereunder for Customer with respect to such Mutual Fund.
View Source
Mutual Fund Agent has the meaning assigned thereto in the NETWORKJNG Agreement; the term “▇▇▇▇” as used in the NETWORKJNG Agreement shall be deemed to refer to the Broker/Agent. The provisions of Article III of the NETWORKING Agreement as incorporated by reference herein shall survive termination of this Agreement as to acts or omissions occurring prior to such termination and actions, claims, suits, complaints, proceedings, or investigations resulting from or arising out of such acts or omissions.
View Source

Examples of Mutual Fund Agent in a sentence

  • In the event that Fund/SERV is unavailable for use by the Broker/Agent and/or the Mutual Fund Agent for reasons beyond the reasonable control of either party, the Broker/Agent and the Mutual Fund Agent shall cooperate to effect any transactions on a mutually agreed upon manual basis.

  • Neither the Mutual Fund Agent nor the Broker/Agent may assign this Agreement without the prior written consent of the other party, and any attempted assignment without such consent shall be null and void.

  • Any information provided by the Mutual Fund Agent to the Broker/Agent electronically through Fund/SERV and pursuant to this Agreement, shall satisfy the delivery obligations as outlined by Rule I Ob- IO under the Securities Exchange Act of I 934.

  • The Mutual Fund Agent and the Broker/Agent shall cooperate with each other in the solicitation of proxies on behalf of the Mutual Funds, where applicable law or the Broker/Agent’s agreements with Clients require such solicitation.

  • The Broker/Agent will promptly verify the accuracy of confirmations of transactions and records received by the Mutual Fund Agent through Fund/SERV.

  • The Broker/Agent shall indemnify and hold harmless the Mutual Funds, the Mutual Funds’ custodian, the Mutual Funds’ underwriter, the Mutual Funds’ investment adviser, the Mutual Fund Agent, the Mutual Funds’ transfer agent, and each of their affiliated companies, and all of the divisions, subsidiaries.

  • The Mutual Fund Agent shall perform any and all duties, functions, procedures and responsibilities assigned to it under this Agreement and as otherwise established by the NSCC.

  • The Mutual Fund Agent shall be responsible for and shall indemnify and hold harmless the Broker/Agent, and each of the Broker/Agent’s divisions, subsidiaries, directors, officers.

  • The Broker/Agent shall use its best efforts to ensure that trade, registration, and information it provides to the Mutual Fund Agent through Fund/SERV and pursuant to this Agreement shall be accurate, complete and in the format prescribed by the NSCC.

  • The Broker/Agent shall timely deliver to each Client all prospectuses, statements of additional information, reports and other documents provided to it by the Mutual Funds or the Mutual Fund Agent as required by applicable law and the Broker/Agent’s agreements with Clients, provided that the Broker/Agent has timely received copies of such reports and/or documents.