MFSA Rules definition

MFSA Rules means the Investment Services Rules for Investment Services Providers set by the MFSA;
MFSA Rules means the Investment Services Act (Chapter 370 of the Laws of Malta), the Prevention of Money Laundering Act (Chapter 373 of the Laws of Malta), the Malta Financial Services Act (Chapter 330 of the Laws of Malta), the Prevention of Financial Markets Abuse Act (Chapter 476 of the Laws of Malta), the Directives, Circulars and all other regulations issued pursuant to these Laws and all guidance notes, administrative notices, newsletters and rules published by the Malta Financial Services Authority.
MFSA Rules means the applicable rules and regulations issued by the MFSA

Examples of MFSA Rules in a sentence

  • We shall treat you as a retail client for the purposes of the MFSA Rules and the Applicable Regulations.

  • However, if you do request such different categorization and we agree to such categorization, you will lose the protection afforded by certain MFSA Rules and the Applicable Regulations.

  • Complaints will be dealt with in accordance with the processes and timescales set out in the MFSA Rules and outlined in our Complaints Handling Procedure.

  • The statement shall include details of the contents and value of your Account and open positions and such other information as may be agreed from time to time by us or as is required to be disclosed under the MFSA Rules.

  • Professional Client Shall mean a professional client as defined in the MFSA Rules.

  • However, �n such case, the Customer may request Blue Su�sse to be treated as a Profess�▇▇▇▇ ▇▇�ent (as def�▇▇▇ �n the MFSA Rules) w�th respect of all the Serv�ces and Transact�ons generally or �n relat�on to one or more part�cular Serv�ces or Transact�ons, or one or more types of Instruments or Transact�ons.

  • The EXANTE Best Execution Policy provides for the possibility that client orders may be executed outside a regulated market or Multilateral Trading Facility (“MTF”) (as defined in the MFSA Rules), and you hereby consent to orders being executed outside a regulated market of MTF.

  • Retail Client Shall mean a Retail Client as defined in the MFSA Rules.

  • MFSA Rules The applicable rules and regulations issued by the MFSA.

  • We are required by the MFSA Rules to categorise and treat you as a Retail Client, Professional Client, or an Eligible Counterparty, and this will depend upon how you complete the Client Application Form.


More Definitions of MFSA Rules

MFSA Rules means any guidelines, guides or rules issued by the MFSA, and any amendments thereto from time to time in force, which may be applicable to the Company and the Sub-Funds;