material records definition

material records means such records that would be necessary for the purposes of establishing a complete and accurate record of all aspects of a licensee’s conduct of controlled investment business. These include, without limitation, records of instructions, transactions, valuations, contract notes, and advice;
View Source
material records means such records that would be necessary for the purposes of establishing a complete and accurate record of all aspects of a licensee’s conduct of insurance intermediary business. These include (without limitation) records of instructions, transactions, valuations, client correspondence, and advice;
View Source
material records means such records that would be necessary for the purposes of establishing a complete and accurate record of all aspects of a licensee’s conduct of business conducted in r e la t io n t o t he Pension Scheme. These include (without limitation) records of instructions, transactions, valuations, contract notes, and advice;
View Source

More Definitions of material records

material records means such records that would be necessary for the purposes of establishing a complete and accurate record of all aspects of a licensee’s conduct of controlled investment business;
View Source
material records means such records that would be necessary for the purpose of establishing a complete and accurate record of all aspects of a licensee’s conduct of business conducted in relation to the Pension Scheme or Gratuity Scheme. These include (without limitation and where applicable) records of instructions, transactions, valuations, contract notes and advice;
View Source

Related to material records

  • Financial Records means any document or summary of information contained in a document, including electronic documents, that contains information about the financial activities or position of a person including, but not limited to, information about the assets, balance sheets, budgets, cash flow, earnings, revenue, expenditures, income, investments, losses, liabilities, payroll, profits, retained earnings, or taxes.

  • Pupil Records Means both of the following: (1) Any information that directly relates to a pupil that is maintained by LEA and (2) any information acquired directly from the pupil through the use of instructional software or applications assigned to the pupil by a teacher or other local educational LEA employee.

  • confidential records means those portions of correspondence, memoranda, files, manuals, books, lists, financial, operating or marketing records, magnetic tape, or electronic or other media or equipment of any kind in Executive’s possession or under Executive’s control or accessible to Executive which contain any proprietary information. All confidential records shall be and remain the sole property of the Company during the Term and thereafter.

  • Material Real Property means any fee owned real property of a Loan Party as of the Closing Date and/or acquired by any Loan Party after the Closing Date and located in the United States with a book value in excess of $25,000,000 (as reasonably determined by the Borrower in good faith as of the Closing Date or, if acquired thereafter, as of the date of such acquisition, as applicable).