Market Regulator definition

Market Regulator means IIROC or such other person recognized by the Ontario Securities Commission as a Regulation Services Provider for the purposes of Ontario securities law and which has been retained by the Exchange as an acceptable Regulation Services Provider.
Market Regulator means IIROC or such other Person recognized by the applicable Securities Regulatory Authority as a regulation services provider for the purposes of securities laws and which has been designated by the Exchange as an acceptable regulation services provider.
Market Regulator means IIROC or such other person recognized by the Commission as a regulation services provider for the purposes of the Securities

Examples of Market Regulator in a sentence

  • Lack of Market Liquidity: Trading in units of ETFs on the Stock Exchange on which it is listed may be halted because of market conditions or for reasons that, in the view of the concerned Stock Exchange or Market Regulator, trading in the ETF Units is inadvisable.

  • It will then send the Independent Auditors’ report to the French Market Regulator (AMF).

  • It shall notify the French Market Regulator (AMF) of any disputes with the Management Company.

  • Neither the CSE nor its Market Regulator (as that term is defined in the policies of the CSE) accepts responsibility for the adequacy or accuracy of this news release.

  • The Market Regulator must be notified of the announcement, in advance, in the usual manner.

  • The decision must be taken at least three months before expiry of the Fund’s anticipated term and the unitholders and the French Market Regulator (AMF) notified.

  • However, when either rumours or unusual trading activity occur, the Market Regulator may request that the Listed Issuer make a clarifying statement.

  • Article 11 - Dissolution - Extension If the level of the Fund’s assets remains below the level specified in Article 2 above for a period of thirty days, the Management Company shall inform the French Market Regulator (AMF) and shall wind up the Fund, except in the event of a merger with another mutual fund.

  • The Market Regulator will also review the proposed wording of the press release to ensure it is complete and balanced.

  • Financial Intermediary registered in the Portuguese Stock Market Regulator (Comissão do Mercado de Valores Mobiliários) under nr.


More Definitions of Market Regulator

Market Regulator means Market Regulation Services Inc. or such other person as recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been retained by CNQ as an acceptable regulation services provider.
Market Regulator means IIROC and any successor.
Market Regulator means Investment Industry Regulatory Organization of Canada or such other person recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been retained by the Exchange as an acceptable regulation services provider.
Market Regulator means Investment Industry Regulatory Organization of Canada or such other person recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been retained by CNSX as an acceptable regulation services provider. RULE 1 INTERPRETATION AND GENERAL PROVISIONS
Market Regulator means Investment Industry Regulatory Organization of Canada or such other person as recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been retained by CNSX as an acceptable regulation services provider. RULE 11 TRADING OF ALTERNATIVE MARKET SECURITIES 11-102 Qualification for Alternative Market
Market Regulator means:an Exchange, unless such Exchange monitors the conduct of its members indirectly through a regulation service provider in which case, the regulation services provider;a QTRS, unless such QTRS monitors the conduct of its users indirectly through a regulation service provider in which case, the regulation services provider; and in respect of any other marketplace, the regulation service provider with whom that marketplace has entered an agreement in accordance with the requirements of the Trading Rules.

Related to Market Regulator

  • Relevant Regulator means the PRA or any successor entity or other entity primarily responsible for the prudential supervision of the Issuer.

  • Regulator means, with respect to any person, any Government Authority charged with regulating, supervising or examining such person and its Affiliates.

  • Public Procurement Regulatory Authority (PPRA) means the Government Agency responsible for oversight of public procurement.

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Nuclear Regulatory Commission (NRC) means the U.S. Nuclear Regulatory Commission or its duly authorized representatives.

  • Plant regulator means any substance or mixture of

  • national regulatory authority means the body or bodies charged by a Member State with any of the regulatory tasks assigned in this Directive and the Specific Directives;

  • Market Abuse Regulation means Regulation (EC) No …/… of the European Parliament and of the Council on insider dealing and market manipulation (market abuse);

  • Information Commissioner means the UK Information Commissioner and any successor;

  • Insurance Regulatory Authority means, with respect to any Insurance Subsidiary, the insurance department or similar Governmental Authority charged with regulating insurance companies or insurance holding companies, in its jurisdiction of domicile and, to the extent that it has regulatory authority over such Insurance Subsidiary, in each other jurisdiction in which such Insurance Subsidiary conducts business or is licensed to conduct business.

  • Public or private safety agency means a unit of state or local government, a special purpose district, or a private firm, which provides or has the authority to provide firefighting, police, ambulance, emergency medical services or hazardous materials response.

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • Independent Safeguarding Authority is a non-departmental public body sponsored by the Home Office set up under the provisions of the Safeguarding Vulnerable Groups Act 2006 and which is responsible for the decision making and maintenance of two lists covering the children’s and vulnerable adults’ sectors

  • Bank Regulator means any federal or state banking regulator, including but not limited to the FDIC, the NJDOBI, and the FRB, which regulates Somerset Bank or Regal Bank, or any of their respective holding companies or subsidiaries, as the case may be.

  • Relevant Electric Retail Regulatory Authority means an entity that has jurisdiction over and establishes prices and policies for competition for providers of retail electric service to end- customers, such as the city council for a municipal utility, the governing board of a cooperative utility, the state public utility commission or any other such entity.

  • State Regulator means an agency of the state which is empowered to engage in the regulation of construction, alteration, remodeling, building, repair, and other activities subject to the codes adopted pursuant to this chapter.

  • IESO Market Rules means the rules made under section 32 of the Electricity Act, 1998 (Ontario), together with all market manuals, policies and guidelines issued by the IESO.

  • Information Regulator means the Information Regulator as established in terms of Section 39 of POPIA;

  • OCC means the Office of the Comptroller of the Currency.

  • Regulatory Authority means, with respect to any national, supra-national, regional, state or local regulatory jurisdiction, any agency, department, bureau, commission, council or other governmental entity involved in the granting of a Regulatory Approval for such jurisdiction.

  • Securities Regulators means collectively, the securities regulators or other securities regulatory authorities in the Selling Jurisdictions;

  • public authority means any authority or body or institution of self- government established or constituted—

  • FDA means the United States Food and Drug Administration.

  • the regulator means the Independent Regulator for NHS foundation trusts; and “the 2006 Act” means the National Health Service Act 2006.

  • Market Abuse means any unscrupulous behavior addressed to the Market Abuse Law of 2016 (Law 102(I)/2016) and as amended, supplemented and/or replaced from time to time.