Low-concentration definition
Low-concentration means PCB materials that are tested and found to contain less than 500 ppm PCBs or those PCB-contaminated materials that
Low-concentration means investment in a specific product on a cumulative basis is within a reasonable threshold as determined by the AI. For the purpose of paragraphs 3 and 5 of this Annex, “low concentration” is assessed on a per currency pair basis or per interest rate basis (as the case may be). For guidance of concentration risk assessment, AIs can also refer to the relevant points of the SFC’s FAQs on Compliance with Suitability Obligations by Licensed or Registered Persons and FAQs on the SFC’s Guidelines.