Listed Equities definition

Listed Equities means equity securities listed on the New York Stock Exchange, American Stock Exchange or NASDAQ (National Market).

Examples of Listed Equities in a sentence

  • Listed Equities (NYSE, AMEX) Bridge Reuters Last Market Close U.S. OTC Equities (Nasdaq) Bridge Reuters Market Close Instructions: For each security type allowed by the Fund Prospectus, please indicate the primary, secondary and tertiary source to be used in calculating Net Asset Value for the Funds identified.

  • Listed Equities (NYSE,AMEX) U.S. OTC Equities (Nasdaq) Foreign Equities Listed ADR’s Municipal Bonds US Bonds (Treasuries, MBS, ABS, Corporates) Eurobonds/Foreign Bonds Options Futures Non – Listed ADR’s SVO Same as primary and secondary sources listed on this table CLIENT RELATIONSHIP: PRUDENTIAL FINANCIAL, INC.

  • INVESCI shall, subject to restrictions imposed by the client through the Investment Policy Statement (IPS) invest according to the following: Cash / Money Market Listed Equities Fixed Property / Property Unit Trusts Private Equity Bonds In the case of limited and non-discretionary investment mandates, INVESCI shall do everything reasonably possible to comply with these restrictions.