JRL definition
Examples of JRL in a sentence
Arbitration will be conducted in accordance with the rules of the American Arbitration Association unless, because JRL principals are subject to the rules of the Security and Exchange Commission (“SEC”), arbitration must be conducted pursuant to such rules and the hearing shall be in Orange County, California.
Client agrees to hold JRL and the Advisor harmless for any loss incurred by Client or any third party arising as a result of following such instructions.
The Client is not obligated by this Agreement to make any purchases of securities or any other investments through JRL or the Advisor.
If this Agreement is entered into on behalf of Client by a trustee of fiduciary, such trustee of fiduciary represents that (1) the investments to be made under JRL are within the scope of investments authorized pursuant to any applicable plan, trust and/or law, (2) trustee or fiduciary has delivered to JRL a copy of applicable plan or trust agreement and (3) the trustee or fiduciary is authorized to enter into this Agreement.
Client will deposit cash and securities in the Account and agrees that JRL may, with client authorization, liquidate any other securities or investments deposited in the Account by the Client to conform with the Client’s wishes.
Client shall also complete and execute all the new account application information for the Custodian as well as for JRL in compliance with the Custodian and the applicable regulatory agencies.
Client will obtain and maintain for the period of this Agreement any bond required pursuant to ERISA or other applicable law and will include within the coverage of such bond JRL and their partners, directors, employees and agents.
Although this Agreement may terminate prior to implementation, should the Client decide to make any investments through JRL and the Advisor to be held in this Account, a potential conflict of interest arises should JRL and the Advisor receive fees, commissions, or other consideration upon the sale of investments to the Client.
Unless Client receives all such material at least 48 hours in advance of executing this Agreement, Client shall have the right to cancel this Agreement within 5 business days of executing it by written notice of such cancellation to JRL.
An affiliate of JRL is a broker- dealer registered under the Securities and Exchange Act of 1934 with the Financial Industry National Regulatory Association (FINRA).