Examples of Joint Memorandum in a sentence
The NASD/NYSE Joint Memorandum on Chinese Wall Policies and Procedures (NASD Notice to Members 91-45) provides that firms that do not conduct investment banking research or arbitrage activities still must have “reasonable procedures for the education and training of its associates about insider trading” in order to be in compliance with ITSFEA.
The NASD/NYSE Joint Memorandum on Chinese Wall Policies and Procedures (NASD Notice to Members 91-45) provides that firms which do not conduct investment banking research or arbitrage activities still must have “reasonable procedures for the education and training of its associates about insider trading” in order to be in compliance with ITSFEA.
Defendants’ Joint Memorandum Of Law In Support Of Rule 9033 Objections To Bankruptcy Court’s Report And Recommendations (hereinafter the “Objections”), ECF No. 116.
The Commission and Cyprus are finalising the Joint Memorandum on Social Inclusion (JIM), which identifies key challenges and possible policy orientations for promoting social inclusion.
Dismissal orders for settlements not involving those subject to the Joint Memorandum on Settlement Procedures.
This guidance does not address SWANCC, nor does it affect the Joint Memorandum regarding that decision issued by the General Counsels of EPA and the Department of the Army on January 10, 2003.
NFA shall issue to the drivers the following documents, Joint Memorandum of Undertaking, Warehouse Stock Issue (WSI) for issuance of stocks from the issuing warehouse; Warehouse Stock Receipt (WSR) for receipt of stocks from the receiving warehouse.
In order to determine the proxy net revenues of the Tesla Projects, Southern California Edison shall use the methodology as described in the Joint Memorandum of Understanding of the joint parties, as adopted in Decision 15-11-041.
The NASD/NYSE Joint Memorandum on Information Barriers and Procedures (NASD Notice to Members 91-45) provides that firms that do not conduct investment banking research or arbitrage activities still must have “reasonable procedures for the education and training of its associates about insider trading” in order to be in compliance with ITSFEA.
Major attention is paid to the prevention of social exclusion and to groups of people threatened by social exclusion, which were not referred to more specifically in the Joint Memorandum on Social Inclusion.