ISM Rulebook definition

ISM Rulebook means the London Stock Exchange’s ISM Rulebook effective as of 8 May 2017, as supplemented, amended and/or replaced from time to time;
Sample 1Sample 2Sample 3
ISM Rulebook means the London Stock Exchange’s ISM Rulebook effective as of May 8, 2017, as supplemented, amended and/or replaced from time to time;
Sample 1Sample 2Sample 3

Examples of ISM Rulebook in a sentence

  • The procedures for such appeals are set out in the Compliance Procedures.SECTION 5 - COMPLIANCE PROCEDURES DISCIPLINARY PROCESS Where the Exchange believes there has been a breach of the Standards or the ISM Rulebook by an issuer, the Exchange may commence disciplinary action against such issuer.

  • In this Section 5, references to a breach of the Standards, also includes a breach of the ISM Rulebook.

  • Other than the compliance procedures set out at Section 5, the Standards do not apply to Securities (as defined in the ISM Rulebook) admitted to trading on ISM.

  • Issuers seeking admission to ISM should comply with the ISM Rulebook and have regard to Section 5 of these Standards, as appropriate and as set out in the ISM Rulebook.

  • Issuers seeking admission to ISM should comply with the ISM Rulebook and have regard to Section 5 of the Standards, as appropriate and as set out in the ISM Rulebook.

  • In this Section 5, references to a breach of the Standards also includes a breach of the ISM Rulebook.

  • This 3rd Supplement also supplements the Offering Circular dated November 3, 2021, as supplemented by the 2nd Supplement (the “Offering Circular”) in respect of Exempt Notes issued under the Programme, which also constitutes Admission Particulars (for purposes of the ISM Rulebook).

  • This first supplement (the “First Supplement”) constitutes a supplement in respect of the Prospectus for the purposes of Article 23 of the Prospectus Regulation and supplementary admission particulars in respect of the Admission Particulars for the purposes of the ISM Rulebook, and is prepared in connection with the U.S.$20,000,000,000 Euro Medium Term Note Programme established by the Issuer (the “Programme”).

  • If documents which are incorporated by reference themselves incorporate any information or other documents therein, either expressly or implicitly, such information or other documents will not form part of this 2nd Supplement for the purposes of the UK Prospectus Regulation, or the ISM Rulebook except where such information or other documents are specifically incorporated by reference or attached to this 2nd Supplement.

Related to ISM Rulebook

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • ASX Listing Rules means the official listing rules of ASX.

  • GEM Listing Rules the Rules Governing the Listing of Securities on GEM

  • Hong Kong Listing Rules means the Rules Governing the Listing of Securities on The Stock

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • House Rules means written and posted rules governing house activities in the AFH-DD. These rules may not conflict with the AFH Bill of Rights.

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • EU Bail-In Legislation Schedule means the EU Bail-In Legislation Schedule published by the Loan Market Association (or any successor person), as in effect from time to time.

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • CCASS Rules means the General Rules of CCASS and the CCASS Operational Procedures in effect from time to time;

  • FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA. The parties understand and agree that such categorisation is not intended to, and does not, affect the relationship between and among the parties under the 1940 Act or the Advisers Act.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • ISM Code means the International Management Code for the Safe Operation of Ships and for Pollution Prevention as adopted by the International Maritime Organization (IMO) by resolution A.741(18) or any subsequent amendment thereto.

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • SEBI Listing Regulations means SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015, as amended

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • UK Data Protection Legislation means all applicable data protection and privacy legislation in force from time to time in the UK including the UK GDPR; the Data Protection Act 2018; the Privacy and Electronic Communications Directive 2002/58/EC (as updated by Directive 2009/136/EC) and the Privacy and Electronic Communications Regulations 2003 (SI 2003/2426) as amended.

  • Union harmonisation legislation means any Union legislation harmonising the conditions for the marketing of products;

  • FINRA Rules means the Constitution, By-Laws, and Rules of Fair Practice of the Financial Industry Regulatory Authority, Inc. ("FINRA") and any interpretations thereof.

  • UK Bail-in Legislation means Part I of the United Kingdom Banking Act 2009 and any other law or regulation applicable in the United Kingdom relating to the resolution of unsound or failing banks, investment firms or other financial institutions or their affiliates (otherwise than through liquidation, administration or other insolvency proceedings).

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.