Intermediate Securities definition

Intermediate Securities means, collectively, the Intermediate Shares, and any other securities of Intermediate.
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Intermediate Securities means, collectively, the Intermediate Shares, and any other securities of Intermediate. “Intermediate Shares” means shares with a par value of $0.001 per share, of Intermediate.
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Examples of Intermediate Securities in a sentence

  • MICT shall have received from Intermediate, the Intermediate Certificates and other instruments or documents representing the Intermediate Securities (or Lost Certificate Affidavits), if applicable, together with executed instruments of transfer in respect of the Intermediate Securities in favor of MICT (or its nominee) and in form reasonably acceptable for transfer on the books of Intermediate.

  • Name of Fund Compensation(1) ------------ --------------- Short Intermediate U.S. Treasury Annual rate of fifty one-hundredths of Securities Fund and Tax-Free Short one percent (o.50%) of the average daily Intermediate Securities Fund net assets of each such Fund.

  • FUNDS ----- Diversified Fixed Income Fund Equity Value Fund Growth and Income Fund Growth Stock Fund International Equity Fund New Asia Growth Fund Short Intermediate U.S. Treasury Securities Fund Small Company Growth Fund Tax-Free Securities Fund Tax-Free Short Intermediate Securities Fund U.S. Treasury Securities Fund PACIFIC CAPITAL FUNDS By:/s/ Irimga McKa▇ ------------------------------------- Title: President ---------------------------------- BISYS FUND SERVICES, INC.

  • FUNDS - Diversified Fixed Income Fund - Value Fund - Growth And Income Fund - Growth Stock Fund - International Stock Fund - New Asia Growth Fund - Short Intermediate U.S. Treasury Securities Fund - Small Company Growth Fund - Tax-Free Securities Fund - Tax-Free Short Intermediate Securities Fund - Ultra Short Government Fund - Balanced Fund - Small Cap Fund SCHEDULE B TO THE TRANSFER AGENCY AGREEMENT BETWEEN PACIFIC CAPITAL FUNDS AND BISYS FUND SERVICES, INC.

Related to Intermediate Securities

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Defeasance Securities means (i) Federal Securities, (ii) noncallable obligations of an agency or instrumentality of the United States of America, including obligations that are unconditionally guaranteed or insured by the agency or instrumentality and that, on the date the Commissioners Court adopts or approves proceedings authorizing the issuance of refunding bonds or otherwise provide for the funding of an escrow to effect the defeasance of the Bonds are rated as to investment quality by a nationally recognized investment rating firm not less than "AAA" or its equivalent, (iii) noncallable obligations of a state or an agency or a county, municipality, or other political subdivision of a state that have been refunded and that, on the date the Commissioners Court adopts or approves proceedings authorizing the issuance of refunding bonds or otherwise provide for the funding of an escrow to effect the defeasance of the Bonds, are rated as to investment quality by a nationally recognized investment rating firm no less than "AAA" or its equivalent and (iv) any other then authorized securities or obligations under applicable State law that may be used to defease obligations such as the Bonds.

  • BofA Securities means BofA Securities, Inc.