Initiating Order definition

Initiating Order. ’ means an incoming contra-side order. ‘‘Remainder of the Order’’ means the portion of an Initiating Order that remains following the allocation of contracts to customers that are on parity, in accordance with this Rule 1014(g)(i). The Remainder of the Order shall be allocated pursuant to this Rule 1014. [a]An account type is either a controlled account or a customer account. A controlled account includes any account controlled by or under common control with a broker- dealer. [Specialist accounts of PHLX Option Specialists, however, are not subject to yielding requirements placed upon controlled accounts by this Rule.] Customer accounts are all other accounts.
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Initiating Order means the document issued by the commission to initiate an administra- tive proceeding to determine whether there has been a violation as provided by KRS 11A.080(4)(b).
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Examples of Initiating Order in a sentence

  • This Agreement (specifically the Initiating Order taking it to effect) may consist of several copies, each signed by one or more Parties to this Agreement.

  • This Agreement is formed and commences on the date when an Initiating Order is Fully Executed by all Parties and shall continue in perpetuity until Termination in accordance with the terms and conditions of an Initial Order or any subsequent Order Form.

  • Pricing Change Number 1 The Exchange believes that increasing the discounted Complex PIXL Initiating Order Fee for members and member organizations that qualify for Tier 4 or 5 of the Customer Rebate in Section B from $0.03 to $0.05 per contract does not create an undue burden on intra- market competition because the Exchange will apply the proposed fees in a uniform manner to all market participants who qualify for the discounted rate.

  • Where the Customer(s) or User(s) requires the Customer Data and Personal Data to remain only in one location, it is the Customer(s) or User(s) obligation to advise Altia accordingly in the Initiating Order, or subsequent Order Form(s).

  • All transfers of Customer Data out of the European Union, European Economic Area and Switzerland by the Altia Service(s) shall be governed by standard contractual clauses to be entered into by Customer(s) or User(s) and Altia in the Initiating Order, or subsequent Order Form(s).