IIROC Rules definition
IIROC Rules means UMIR and IIROC’s dealer member rules. “Insider” means, for a Listed Issuer:
IIROC Rules means the IIROC Dealer Member Rules, as amended;
IIROC Rules means UMIR and IIROC’s dealer member rules.
Examples of IIROC Rules in a sentence
Such IIROC Rules may have a materially adverse effect on the scope or attractiveness of CFDs offered to customers resident in Canada.
Between approximately December, 2008 and May, 2012, Leede, through the actions of its designated Tier 2 compliance officer, failed to properly supervise Registered Representative ▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, contrary to IIROC Rules 38.1, 38.4, 1300.2 and 2500.