Holder Record Lock definition

Holder Record Lock means a facility that prevents Financial Products from being deducted from any current Holding to which the relevant Holder Record applies, pursuant to a Transfer or Conversion.
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Holder Record Lock means a facility that prevents financial products from being deducted from a Sponsored Holding in relation to a transfer or conversion. Information means information and data periodically provided by OpenMarkets and service providers, including but not limited to data derived from the information. This data may include market information, account information, news, updates, notifications, analyses, data and research materials relating to financial services and products. Limit Orders means an order where You set the minimum price You’ll accept for a sell order or the maximum price You’ll pay for a buy order. Login Details means username, password, PIN, secret questions, unique identifier or any other means of providing the identity and authority of You or Your Authorised Person, as the context requires. Market means the market operated by the Market Operator under Australian Market License 2002. Market Operator is as defined in the ASIC Market Integrity Rules.
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Holder Record Lock has the meaning in the ASX Clear Operating Rules. Generally, it means the facility in CHESS for preventing securities from being deducted from a holding. Holding has the meaning in the ASX Clear Operating Rules. Generally, it means a holding of securities by a person, including when introducing an example does not limit the meaning of the words to which the example relates to that example or examples of a similar kind. Securities have the meaning in the ASX Clear Operating Rules.
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Examples of Holder Record Lock in a sentence

  • The Participant Sponsored Holder acknowledges that in the event of the death or bankruptcy of the Participant Sponsored Holder, a Holder Record Lock will be applied to all Participant Sponsored Holdings in accordance with ASX Settlement Operating Rules 8.15.8 to 8.15.11, unless the Participant Sponsored Holder’s legally appointed representative or trustee elects to remove the Participant Sponsored Holdings from the CHESS Subregister.

  • The Participant Sponsored Holder acknowledges that in the event of the death or bankruptcy of the Participant Sponsored Holder, a Holder Record Lock will be applied to all Participant Sponsored Holdings in accordance with the ASX Settlement Operating Rules, unless the Participant Sponsored Holder’s legally appointed representative or trustee elects to remove the Participant Sponsored Holdings from the CHESS Subregister.

  • During the period of such absence the lien of the Teacher/Officer/Employee shall be retained on the post held by him substantively before proceeding on leave, provided further, that in the case of Teacher/Officer/Employee who has completed 10 years of permanent service in the University may be sanctioned 2 years leave without pay at the discretion of the BOM / Vice-Chancellor.

  • ASXSOR 8.15.11A,8.16.3A,8.16.3Heading in Procedure 8.15.7 refers to Holder Record Lock but body of rule still refer to Holding LockNoted.

  • If the court-ordered Holder Record Lock does not restrict issuer holding adjustments during a suspended or closed subregister status then the registry will be able to conclude processing of the Scheme.

  • If the Holder Record Lock remains effective, preventing issuer holding adjustments in that subregister status, then the affected securities cannot be debited by the registry.

  • In the event of your death, this sponsorship agreement shall remain in operation, in respect of the legally appointed representative authorised to administer your estate, for a period of up to three calendar months after the removal of a Holder Record Lock applied pursuant to clause 24.2, unless your legally appointed representative elects to remove your Participant Sponsored Holdings from the CHESS Subregister.

  • Controlling Participant may by Notice request that a Holder Record Lock apply for a specific periodA Controlling Participant that has Transmitted a Valid Originating Message requesting ASX Settlement to apply a Holder Record Lock under Rule 8.15.1, 8.15.8 or 8.15.10, may by way of Notice to ASX Settlement, specify a period during which the restriction on the Transfer of Financial Products in a Holder Record is to apply.

  • Despite best efforts to check holding statuses, it remains plausible that a Holder Record Lock will be applied just prior to commencing processing and this will impact completion of the Scheme administration.Resolution of the interaction between security state and Holder Record Locks is important to support these various aspects of administration and the completion of corporate action processing.

  • The Participant Sponsored Holder acknowledges that in the event of the death or bankruptcy of the Participant Sponsored Holder, a Holder Record Lock will be applied to all Participant Sponsored Holdings in accordance with Rules 8.15.8 to 8.15.11, unless the Participant Sponsored Holder’s legally appointed representative or trustee elects to remove the Participant Sponsored Holdings from the CHESS Sub-register.


More Definitions of Holder Record Lock

Holder Record Lock means a facility that prevents financial products from being deducted from a Sponsored Holding in relation to a transfer or conversion.
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Holder Record Lock means a facility that prevents Securities from being deducted from any current holding to which
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Related to Holder Record Lock

  • Regular Record Date for the interest payable on any Interest Payment Date on the Securities of any series means the date specified for that purpose as contemplated by Section 301.

  • Calculation Time means 11:59 p.m. on the day prior to the Closing Date.

  • Regular Record Dates May 15 and November 15. Reference is hereby made to the further provisions of this Note set forth on the reverse hereof, which further provisions shall for all purposes have the same effect as if set forth at this place.

  • ADS Record Date shall have the meaning given to such term in Section 4.9.

  • Distribution Time means the time at which the Distribution is effective on the Distribution Date.

  • Partnership Record Date means the record date established by the General Partner for a distribution pursuant to Section 5.1(a) hereof, which record date shall be the same as the record date established by the General Partner for a distribution to its stockholders of some or all of its portion of such distribution.

  • Capital Account Record Date and "Income Account Record Date" shall mean the "Record Dates" set forth in the "Essential Information" in the Prospectus.

  • Distribution Record Date means the Confirmation Date.

  • Determination Time means 12:01 a.m., Eastern time, on the Closing Date.

  • Interim Payment Certificate means a payment certificate issued under Clause 14 [Contract Price and Payment], other than the Final Payment Certificate.

  • Income Account Record Date means the "Record Dates" set forth in the "Essential Information" in the Prospectus.

  • Monthly Record Date means the "Record Dates" set forth under "Summary of Essential Financial Information--Estimated Distributions" in the Prospectus Part I for a Trust.

  • Upper-Tier Distribution Account A subaccount of the Distribution Account, which shall be an asset of the Trust Fund and the Upper-Tier REMIC.

  • Monthly Shared-Loss Amount means the change in the Cumulative Shared- Loss Amount from the beginning of each month to the end of each month.

  • Voting Record Date means the date for determining the eligibility of Members to vote at the Special Meeting.

  • Record Date Period means the period from the close of business of any Regular Record Date next preceding any Interest Payment Date to the opening of business on such Interest Payment Date.

  • Power Transfer Distribution Factor or “PTDF” shall mean a measure of the responsiveness or change in electrical loadings on Transmission Facilities due to a change in electric power transfer from one area to another, expressed in percent (up to 100%) of the change in power transfer in the pre-contingency configuration of a system under study.

  • Valuation Time means the close of business in the city of the Valuation Agent on the Local Business Day before the Valuation Date or date of calculation, as applicable, provided that the calculations of Value and Exposure will be made as of approximately the same time on the same date.

  • Lower-Tier Distribution Account A subaccount of the Distribution Account, which shall be an asset of the Trust Fund and the Lower-Tier REMIC.

  • Generator to Load Distribution Factor or “GLDF” shall mean a generator’s impact on a Flowgate while serving load in that generator’s Balancing Authority Area.

  • Resolution Time means 1:00 p.m. New York time on the Local Business Day following the date on which the notice of the dispute is given under Paragraph 5.

  • Special Record Date for the payment of any Defaulted Interest means a date fixed by the Trustee pursuant to Section 307.

  • Lower-Tier Distribution Amount As defined in Section 5.02(a).

  • Record Documents mean the drawing set, Specifications, and other materials maintained by Contractor that documents all addenda, Architect’s Supplemental Instructions, Change Orders and postings and markings that record the as-constructed conditions of the Work and all changes made during construction.

  • Account Opening / Investment Account Opening Form means standardized form prescribed by the Management Company to be duly filled by the investors at the time of opening an account with the Fund.

  • Developed exclusively at private expense means development was accomplished entirely with costs charged to indirect cost pools, costs not allocated to a government contract, or any combination thereof.