Futures Trading Rules definition

Futures Trading Rules means the Futures Trading Rules of the SGX-DT. “SFA” means the Securities and Futures Act, Chapter 289.
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Futures Trading Rules means the Futures Trading Rules of the SGX-DT and, “Rule” followed by a numeric identifier refers to a specific rule of the Futures Trading Rules.
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Futures Trading Rules means the rules, regulations and procedures of any Exchange, as revised, amended or substituted from time to time;
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Examples of Futures Trading Rules in a sentence

  • This statement is being provided to the Customer pursuant to Rule 3.3.5 (Customer Education) of the Futures Trading Rules of the SGX-DT.

  • This statement is being provided to you pursuant to Rule 3.3.5 of the Futures Trading Rules.

  • Unless otherwise defined, defined terms used herein shall bear the same meanings ascribed in the SGX Futures Trading Rules.

  • This statement reproduces, for your information, provisions of the SFA and the Futures Trading Rules which prohibit certain trading practices.

  • These messages are transmitted on ad-hoc basis.Ad-Hoc messages are sent out throughout the operational hours to cater for the following purposes: Manual Error Trade upper and lower limit change Change in Trading Schedule due to unscheduled event e.g., typhoon. Technical Problem that may affect the users Emergency 3.7. Error Trade Policy Procedure The Regulatory Notice 4.1.8(A) of the Futures Trading Rules error trade policy contains the following main features: 1.

  • If you have requested that we provide you with Direct Market Access Services in respect of Futures/Options Trading Services and we have approved such request, you acknowledge that we are obliged to assist the SGX-DT in any investigation into potential violations of the Futures Trading Rules and applicable laws.

  • Acknowledgements The Customer acknowledges that it has been made aware of Rule 3.3.3 and Rule 3.3.21 of the Futures Trading Rules of the SGX-DT (the "Exchange") (as reproduced below) and undertakes to comply with such requirements as may be imposed by SFP in connection with an omnibus account for the purpose of ensuring SFP’s compliance with Rule 3.3.3 and Rule 3.3.21.

  • Customer cooperation required during Inspection and Audit A member company is required by Rule 3.5.2 of the Futures Trading Rules SGX-DT to procure the full cooperation of the customer during any inspection, audit or investigation that may be carried out by the Exchange or any duly appointed person in connection with the discharge of the Exchange’s regulatory obligations.

  • We are required to ensure that you are aware of the rules for omnibus accounts under Rule 3.3.21 of the Futures Trading Rules and Rule 2.19 of the Clearing Rules.

  • You acknowledge that you been made aware of Rule 2.19 (Omnibus Account) of the Clearing Rules of SGX-DC (for the purposes of this Schedule 5, the "Clearing House"), Rule 3.3.3 and Rule 3.3.21 of the Futures Trading Rules of the SGX-DT (the "Exchange") (as reproduced below) and undertakes to comply with such requirements as may be imposed by us in connection with an omnibus account for the purpose of ensuring our compliance with Rule 2.19, Rule 3.3.3 and Rule 3.3.21.


More Definitions of Futures Trading Rules

Futures Trading Rules means the rules, regulations and procedures of SGX-DT, as revised, amended or substituted from time to time;
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Related to Futures Trading Rules

  • Commodity Futures Trading Commission means the independent regulatory agency established by congress to administer the Commodity Exchange Act.

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • GEM Listing Rules the Rules Governing the Listing of Securities on GEM

  • ASX Listing Rules means the official listing rules of ASX.

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • Clearing Rules means SGX-DC Clearing Rules as amended or supplemented from time to time;

  • CFTC means the Commodity Futures Trading Commission.

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Futures Exchange means the exchange or trading system with the highest trading volume of options or futures contracts relating to the Share. If options or futures contracts on the Share are not traded on any exchange, the Futures Exchange shall be the options or futures exchange with the highest amount of options or futures contracts relating to shares of companies having their residence in the country in which the Company has its residence. If there is no options or futures exchange in the country in which the Company has its residence on which options or futures contracts on shares are traded, the Calculation Agent will determine the Futures Exchange in its reasonable discretion (billiges Ermessen) (§ 317 BGB) and will make notification thereof in accordance with § 6 of the General Terms.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • the Listing Rules means the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and any amendments thereto for the time being in force;

  • Public or private safety agency means a unit of state or local government, a special purpose district, or a private firm, which provides or has the authority to provide firefighting, police, ambulance, emergency medical services or hazardous materials response.

  • Securities and Futures Ordinance means the Securities and Futures Ordinance (Cap. 571) of Hong Kong.

  • Insider Trading Regulations means the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, as amended from time to time.

  • UCITS Regulations means the European Communities Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011) (as amended consolidated or substituted from time to time) and any regulations or notices issued by the Central Bank pursuant thereto for the time being in force.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • Exchange Rules means the listing rules of The OTC Marketplace.

  • Xxxxxxx Rule means Section 13 of the U.S. Bank Holding Company Act of 1956, as amended, and the applicable rules and regulations thereunder.

  • Recognised Futures Exchange means an international futures exchange which is recognised by the SFC or which is approved by the Manager.

  • Hong Kong Listing Rules means the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited;

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • FCC Regulations means the regulations duly and lawfully promulgated by the FCC, as in effect from time to time.