Fund Advisor definition

Fund Advisor means any person appointed in the role of discretionary investment manager or non- discretionary investment advisor (including a non-discretionary investment advisor to a discretionary investment manager or to another non-discretionary investment advisor) for such Fund and/or a Fund Administrator and/or any other person(s) designated in the Fund Documents as responsible for the oversight of the Fund, or any successor to any such person acceptable to the Index Sponsor.
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Fund Advisor means, with respect to any Fund, the primary or principal entity that provides investment advice to such Fund.
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Fund Advisor. Individual has full advisory privileges over a fund, including grant recommendations, investment recommendations, naming of successor advisors and other fund administration advisory privileges. Role: (Check which applies.)
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Examples of Fund Advisor in a sentence

  • Covered Persons must not take inappropriate advantage of their positions or the information they acquire, with or on behalf of a Fund, Advisor, Sub-Advisor and/or Distributor, to the detriment of shareholders of the Funds.

  • Shares of the Fund may be purchased only by or on behalf of separately managed account clients where an affiliate of Legg Mason Partners Fund Advisor, LLC (“LMPFA”) has an agreement to serve as investment adviser or subadviser (each affiliate, a “Managed Account Adviser”) to the account with the managed account program sponsor (the “Program Sponsor”) (typically, a registered investment adviser or broker/dealer) or directly with the client.

  • The Confidential Memorandum also states that UBS Fund Advisor, L.L.C., the investment adviser of the Fund (the "Adviser"), expects that generally it will recommend to the Directors that the Fund repurchase Interests from investors twice each year near mid-year and year-end.

  • CD Equi is also registered as Depository Participant with CDSL and AMFI registered Mutual Fund Advisor.

  • I, , the current Donor/Advisor to the , appoint the following persons to become the joint successor Fund Advisors at such time as I/Initial Fund Advisor am no longer willing or able to be the Advisor.

  • The Insured shall at once give to the Company all necessary information and assistance to enable the Company to secure Compensation and it shall be absolutely the right of the Company to sue in the name of the Insured and recover compensation from the person causing the death and moies or other compensation which shall be recovered shall belong to the Company.

  • The Fund’s investment advisor is Bluerock Fund Advisor, LLC (the “Advisor”).

  • Xxxx Title: SVP, Fund Advisor Operations Title: Secretary PACIFIC FUNDS SERIES TRUST By: /s/ Xxxxxx X.

  • A copy of this Code of Ethics shall be submitted to the board of each Mutual Fund, prior to DRZ commencing operations as Fund Advisor or sub-advisor, for review and approval.

  • As confirmed in the Agreement, while The Community Foundation intends to follow donor and other Fund Advisor recommendations as closely as possible, The Community Foundation has full discretion whether to make a grant to a particular organization recommended by a Fund Advisor.


More Definitions of Fund Advisor

Fund Advisor means, in respect of a Listed Entity that is a fund, the manager of the Listed Entity from time to time.
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Fund Advisor means (i) with respect to Archview, Ramius Advisors, LLC and Archview Investment Group LP and (ii) with respect to MLIS Ramius, Ramius Advisors, LLC.
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Fund Advisor means AG Twin Brook Manager, LLC, and any successor Person that is an Affiliate acting as fund advisor under the Fund Advisor Agreement.
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Fund Advisor means a person appointed to the REFERENCE FUND (for example, at the level of the INVESTMENT COMPANY) as the Investment-Manager or as an Investment Advisor.
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Related to Fund Advisor

  • Fund Adviser means any entity that acts as a manager, adviser or sub-adviser to a Legg Mason Fund.

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Fund Administrator means the fund administrator, manager, trustee or similar person with the primary administrative responsibilities for a Fund according to the relevant Fund Documents.

  • Sub-Advisor shall include the Sub-Advisor and/or any of its affiliates and the directors, officers and employees of the Sub-Advisor and/or any of its affiliates.

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Blackstone means collectively, The Blackstone Group L.P., a Delaware limited partnership, and any Affiliate thereof (excluding any natural persons and any portfolio companies of any Blackstone-sponsored fund).

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Asset Manager means the manager of each of the Series Assets as specified in each Series Designation or, its permitted successors or assigns, appointed in accordance with Section 5.10.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • CDO Asset Manager with respect to any Securitization Vehicle that is a CDO, shall mean the entity that is responsible for managing or administering a Note as an underlying asset of such Securitization Vehicle or, if applicable, as an asset of any Intervening Trust Vehicle (including, without limitation, the right to exercise any consent and control rights available to the holder of such Note).

  • Advisory Group has the meaning set forth in Section 9.14(c).

  • Sub-Adviser means an adviser to

  • Sub-Investment Manager means for each Fund any sub-investment manager or sub-investment managers indicated in the relevant Supplement and any sub-investment manager that the relevant Investment Manager may appoint in the future to manage the Fund, provided that disclosure of any such sub-investment managers appointed by the Investment Managers will be provided to Shareholders upon request and details thereof will be disclosed in the periodic reports to Shareholders, and provided further that each Sub-Investment Manager may appoint a sub-investment manager/advisor to manage/advise any portion of the assets of any Fund to which it has been appointed Sub-Investment Manager in accordance with the requirements of the Central Bank Rules;

  • Trust Advisor means the trust advisor, operating advisor or other analogous term appointed as provided in the Lead Securitization Servicing Agreement.

  • Apollo means Apollo Management V, L.P. and its Affiliates or any entity controlled thereby or any of the partners thereof.

  • Ares has the meaning set forth in the preamble.

  • CLO Asset Manager means, with respect to any Securitization Vehicle that is a CLO, the entity that is responsible for managing or administering the underlying assets of such Securitization Vehicle or, if applicable, the assets of any Intervening Trust Vehicle (including, without limitation, the right to exercise any consent and control rights available to the Directing Holder).

  • Morgan Stanley Morgan Stanley, a Delaware corporation.

  • portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;

  • Oaktree means Oaktree Capital Management, LLC and its Affiliates, including any partnerships, separate accounts or other entities managed by Oaktree.

  • SAIF The Savings Association Insurance Fund, or any successor thereto.

  • Starwood shall have the meaning assigned to such term in the preamble to this Agreement.

  • Independent Advisor means a reputable accounting, appraisal or nationally recognized investment banking, engineering or consulting firm (a) which does not, and whose directors, officers and employees or Affiliates do not, have a direct or indirect material financial interest in the Company and (b) which, in the judgment of the Board of Directors of the Company, is otherwise disinterested, independent and qualified to perform the task for which it is to be engaged.