Form 3 definition

Form 3 means the required form for an application for registration as dealer, adviser, or underwriter in the local jurisdiction;
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Form 3 means the Keyways Verification Visit Form a specimen of which is shown as Form 3 in the Schedule
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Form 3 means form 2 entitled “Application for Registration as a Dealer or Adviser” provided for in section 195 of the Securities Regulation, made by Order in Council 660-83 dated March 30, 1983 (1983, G.O. 2, 1269);
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Examples of Form 3 in a sentence

  • The Bid Packet includes the Notice of Invitation to Bid, the Summary Sheet, Form #1, Form #2, Form #3, Form #4, Form #5, Form #6, the Instructions, Terms and Conditions for Bidders, the Special Requirements, the Technical Specifications, Exhibit A and any addenda or amendments to the Bid Packet.

  • Form 1, Form 2, Form 3 (for companies etc.) and Form 4 are taken from bidders by TIA as bidders self declarations’ or undertakings.

  • If Yes, fill out and attach Form 3 in Appendix A (Forms 1–5), and answer the following question.If No, go to Question 7g.Were any certainty primary sampling units selected this year?Yes NoIf Yes, explain how the certainty clusters were dealt with in variance estimation.

  • This electronic Form 3 and a separate Form C, containing the particulars and contact details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/Unitholder(s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so.

  • Form 3: Type of Business Form: (check all applicable classifications) Large business.

  • The order of the Committee shall be communicated in writing as per Form 3.

  • This Power of Attorney and authorization shall remain in effect until the undersigned files with the Securities and Exchange Commission a notice of revocation of this Power of Attorney by attaching such notice to the undersigned's Form 3, Form 4 or Form 5.

  • This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Form 3, 4 or 5 reports with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

  • Section 6, Form 3 contains a statement to the effect that the Proposal is a firm offer for one-hundred-eighty (180) calendar day period from the date of the opening.

  • Sign on the undersigned behalf and file with the Securities and Exchange Commission and New York Stock Exchange, any applicable Form 3 - Initial Statement of Beneficial Ownership of Securities, Form 4 - Statement of Changes in Beneficial Ownership or Form 5 - Annual Statement of Beneficial Ownership of Securities with respect to shares purchased or sold by the undersigned or any other change of beneficial ownership required to be reported by the undersigned.


More Definitions of Form 3

Form 3 means the audited statement of accounts for the last accounting period lodged with the Authority in accordance with regulation 21 in Form 3 in the Fifth Schedule; and
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Form 3 means a Flock Production and Marketing Form completed by a farmer-member prior to processing as prescribed by the Board;
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Form 3 means the required form for an application for registration as dealer, adviser, or underwriter, including a firm acting through a securities representative within the meaning of section 9 of An Act respecting the distribution of financial products and services (R.S.Q., c. D-9.2), in the local jurisdiction;
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Form 3 means a Flock Production and Marketing Form completed by a producer prior to processing as prescribed on the form;
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Form 3. Anticipated Program Expenses Control Account 9200. Prepare an individual Form 3 for each DHHS program you are applying for, regardless of which Division. For each program applied for, insert the total allocated costs from Forms 6D through 6H. Form 5. Total Agency Anticipated Expenses Transfer the total allocated cost (Control Account 9200) from each of the Form(s) 3 to Form 5. Link to forms for download and manual completion: xxxx://xxx.xxxxxx.xxxxxxxxx.xxx/RFPInformation111327.htm FORMS 6, 6D-6H – INSTRUCTIONS FOR MANUAL COMPLETION OF FORMS FORM 6 Summary Sheet Column C - Bring forward the total agency indirect costs for each Control Account from Form 5, Column F. Column D - H -Assign the anticipated expenses from Column C to the cost pool(s) determined by the basis on which those indirect costs shall be allocated. FORMS 6D through 6H Cost Pool Allocation Column C - Bring forward the total cost pool expenses for each Control Account from the related Form 6, Columns D through H. TOTAL INDIRECT COSTS -Allocate the total agency indirect costs to the individual programs in columns D through L on the basis of the ratio of the allocation basis for the individual program to the allocation basis agency-wide. FORMS 2, 2A - AGENCY EMPLOYEE HOURS AND SALARIES Item 12 FORMS 2, 2A – INSTRUCTIONS FOR MANUAL COMPLETION OF FORMS Use Form 2A only if an agency has fourteen (14) or fewer employees. For agencies with more than fourteen (14) employees, use multiple copies of Form 2 with Form 2A as the final page.
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Form 3 means the Village Comparison Document to be given to new and prospective residents to provide general information about the retirement village;
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Related to Form 3

  • Form N-2 means such form under the Securities Act as in effect on the date hereof or any successor registration form under the Securities Act subsequently adopted by the Commission.

  • Form 2106 means internal revenue service form 2106 filed by a taxpayer pursuant to the Internal Revenue Code.

  • Form F-1 means such form under the Securities Act as in effect on the date hereof or any successor registration form under the Securities Act subsequently adopted by the SEC.

  • Short Form Notice means the summary Class Notice that is attached to this Agreement as Exhibit 2, which the Parties acknowledge may be modified by the Court without affecting the enforceability of this Agreement.

  • Form S-4 Registration Statement means the registration statement on Form S-4 to be filed with the SEC by Parent in connection with issuance of Parent Common Stock in the Merger, as said registration statement may be amended prior to the time it is declared effective by the SEC.

  • Form S-1 shall have the meaning given in subsection 2.1.1.

  • Form 10-K Certification As defined in Section 4.03(e).

  • Form 10 means the registration statement on Form 10 filed by SpinCo with the SEC to effect the registration of SpinCo Shares pursuant to the Exchange Act in connection with the Distribution, as such registration statement may be amended or supplemented from time to time prior to the Distribution.

  • Form 8-K As defined in the Pooling and Servicing Agreement.

  • Schedule TO shall have the meaning set forth in Section 2.1(b).

  • Form S-1 Shelf shall have the meaning given in Section 2.1.1.

  • New Registration Statement has the meaning set forth in Section 2(a).

  • Registration Form means a book voter registration form and a by-mail voter

  • Company Registration Statement means the Registration Statement, including the Prospectus, amendments and supplements to the Registration Statement or Prospectus, including pre- and post-effective amendments, all exhibits thereto, and all material and exhibits incorporated by reference or deemed to be incorporated by reference in such registration statement.

  • Form F-3 Shelf shall have the meaning given in Section 2.1.1.

  • Listing Statement means the listing statement of Purchaser pertaining to the Transaction and in the form prescribed by the CSE;

  • Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof.

  • Form S-3 Shelf shall have the meaning given in Section 2.1.1.

  • Demand Registration Statement has the meaning set forth in Section 2.01(a).

  • Continuation statement means an amendment of a financing statement which:

  • Form 10-K is defined in Section 7.1(b).

  • Registration Statements means the Initial Registration Statement and the additional registration statement as proposed to be filed or as proposed to be amended by the post-effective amendment to be filed shortly prior to its Effective Time, and (iii) "Prospectus" shall mean the prospectus included in the Registration Statements.

  • Form S-8 means a registration statement on Form S-8 under the Securities Act, or any successor form thereto.

  • Rule 482 Statement means a document that contains the number of Securities issued, the offering price and any other items dependent upon the offering price, prepared in accordance with the provisions of Rule 482 of the 1933 Act, a copy of which shall be attached as Schedule D hereto. “Statutory Prospectus” as of any time means the prospectus relating to the Securities that is included in the Registration Statement immediately prior to that time, including any document incorporated by reference therein. Each preliminary prospectus and the prospectus filed as part of the effective Registration Statement or as part of any amendment thereto, or filed pursuant to Rule 497 under the 1933 Act, complied when so filed in all material respects with the Rules and Regulations and each preliminary prospectus and the Prospectus delivered to the Underwriters for use in connection with this offering was identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T. If a Rule 462(b) Registration Statement is required in connection with the offering and sale of the Securities, the Fund has complied or will comply with the requirements of Rule 111 under the 1933 Act Rules and Regulations and Rule 3a of the Commission’s Internal and Other Procedures (“Rule 3a”) relating to the payment of filing fees thereof. The Fund, subject to the Registration Statement having been declared effective and the filing of the Prospectus under Rule 497, has taken all required action under the 1933 Act, the 1940 Act, the Securities and Exchange Act of 1934, as amended (the “1934 Act”) and the Rules and Regulations to make the public offering and consummate the sale of the Securities as contemplated by this Agreement.

  • Form 10-Q is defined in Section 7.1(a).

  • Form 10-D As defined in the Pooling and Servicing Agreement.