FMC Act definition

FMC Act means the Financial Markets Conduct Act 2013.
FMC Act means the Financial Markets Conduct Act 2013;
FMC Act means the Financial Markets Conduct Xxx 0000.

Examples of FMC Act in a sentence

  • Where an instrument of transfer would have complied with the provisions of the FMC Act if it had been executed by the transferor in New Zealand, it may nevertheless be registered by the Company if it is executed in a manner acceptable to the Company or the Company’s share registrar.

  • We are licensed by the Financial Markets Authority (FMA) to be a manager of registered managed investment schemes under the FMC Act.

  • Regulations made pursuant to the FMC Act may impose additional conditions on your licence.

  • This document has not been registered, filed with or approved by any New Zealand regulatory authority under the FMC Act.

  • There is a definition of ‘senior manager’ in section 6 of the FMC Act to guide you.

  • Under the FMC Act a related body corporate generally means a company in the same corporate group as the main applicant.• An authorised body is named on your licence and can perform the licensed service, or any part of it.

  • These regulations may change from time to time, so you will need to keep abreast of any new regulations.The FMC Act and regulations also contain many obligations that you will need to comply with when you have a licence even though they are not called licence conditions.

  • This includes:• Your directors and senior managers already covered in the previous section• Other senior key people and managers you haven’t told us about yet, for example someone heading a key business unit who doesn’t meet the definition of ‘senior manager’ in the FMC Act (because they don’t have a significant influence on the management or administration of the entity as a whole).b.

  • Applicable regulations include the Financial Markets Conduct Regulations 2014 (the ‘Regulations’) and any other regulations that are made pursuant to Part 9 of the FMC Act (together the ‘Applicable Regulations’).

  • The Manager shall cause the Register to be audited in accordance with section 218 of the FMC Act and regulations 108 to 110 of the FMC Regulations.


More Definitions of FMC Act

FMC Act means the Financial Markets Conduct Act 2013. ‘Fund’ means the fund consisting of:
FMC Act means the Financial Markets Conduct Act 2013 (and includes the Financial Markets Conduct Regulations 2014).
FMC Act means the Financial Markets Conduct Act 2013. "Group" means the Issuer and its Subsidiaries from time to time.
FMC Act means the Financial Markets Conduct Act 2013 and, where the context requires, also includes the Financial Markets Conduct Regulations 2014; Westforce Credit Union RulesJuly 2019Page 5 of25ERL-237045-5-356-V1:ERL

Related to FMC Act

  • SEBI Act or “Act” means the Securities and Exchange Board of India Act, 1992;

  • the 1981 Act which means the Compulsory Purchase (Vesting Declarations) Act 1981.

  • PBR Act means the Plant Breeder’s Rights Xxx 0000 (Cth) as amended from time to time.

  • HITECH Act means the Health Information Technology for Economic and Clinical Health Act, TitleXIII, Subtitle D, Part 1 & 2 of the American Recovery and Reinvestment Act of 2009.

  • the 1998 Act (“Deddf 1998”) means the Teaching and Higher Education Act 1998;

  • Criminal drug statute means a Federal or non-Federal criminal statute involving the manufacture, distribution, dispensing, possession or use of any controlled substance.

  • WHS Act means the Work Health and Safety (National Uniform Legislation) Act 2011 (NT) and includes subordinate legislation made under that Act including regulations and approved codes of practice as well as any amendment, re-enactment or replacement of such Act ; and