Five Thousand Dollar definition

Five Thousand Dollar. Broker/Dealer member of the NASD. Specifically, this designation limits the scope of business activities of SBS to sales and purchases of debt securities from other NASD Broker/Dealer members. This designation currently serves the needs of SBS whose activities are limited to inter-dealer sales. SRI, through its employees and licensing through Century Securities Associates, Inc. conducts general securities sales and trading which would fall outside the current designation of SBS.
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Five Thousand Dollar. Broker/Dealer to a "One Hundred Thousand Dollar" Broker/Dealer.
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Five Thousand Dollar. Broker/Dealer to a "One Hundred Thousand Dollar" Broker/Dealer member any failure or inability to achieve this designation shall by itself cause this agreement to become void with no further force or affect. The change in designation is required to expand SBS's ability to conduct general securities sales and trading both with the "public," as defined by the NASD and to other Broker/Dealer members.
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Examples of Five Thousand Dollar in a sentence

  • Upon agreement of the Corporation and the Employee, the Corporation may, in lieu of the automobile, provide the Employee with a Five Thousand Dollar ($5,000.00) annual automobile allowance.

  • Second Offense: Shall be a Five Thousand Dollar ($5,000.00) fine.

  • During the Term, the Executive shall receive a base salary at the initial annual rate of Three Hundred Seventy Five Thousand Dollar ($375,000) (“Base Salary”), payable in accordance with the Company's normal payroll practices or at such other reasonable intervals as may from time to time be used by the Company for paying its other employees.

  • You must submit to us a non-refundable Five Thousand Dollar ($5,000) processing fee with the offering documents and pay any additional costs we may incur in reviewing your documents, including reasonable attorneys’ fees.

  • Such insurance may have a deductible clause with a maximum Five- Thousand Dollar ($5,000) deductible unless otherwise stated in the Supplementary Conditions.

  • The School District shall provide a Five Thousand Dollar ($5,000) life insurance policy for each professional staff employee and a Three Thousand Dollar ($3,000) life insurance policy for each support staff employee upon retirement under the superannuation provisions of the Pennsylvania Public School Employees Retirement System at no cost to the individual.

  • In order to ensure the performance of any and all obligations of Lessee under this Lease, Lessee shall post, on or before the Effective Date, a performance bond in an amount equal to Seventy Five Thousand Dollar ($75,000) which bond shall be deposited with the Secretary and shall remain in force for the full term of this Lease, unless sooner released in the discretion of the Lessor and the Secretary.

  • Any covenant waivers provided to the Borrower at the Borrower's request from the Lender as a result of non-compliance with financial covenants are subject to a Five Thousand Dollar ($5,000.00) fee per waiver.

  • This is to confirm our approval of your request for an increase to $750,000.00 of the maximum amount of the revolving credit facility provided for in the Loan Agreement, for a change in the advance percentage against Eligible Inventory, for a One Hundred Twenty Five Thousand Dollar ($125,000.00) time loan and for other modifications to the Loan Agreement.

  • Failure to adhere to the provisions of this subsection may result in a Five Thousand Dollar ($5,000.00) fine against the Seller.