FINOP definition

FINOP. Financial Opportunities, Inc., a Kentucky corporation that is a ----- Subsidiary and a small business investment company licensed by the SBA.
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FINOP means Financial Opportunities, Inc., a Kentucky corporation, ----- licensed as an SBIC by the SBA, all of the Capital Stock of which is owned by the Company or a Wholly Owned Subsidiary.
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Examples of FINOP in a sentence

  • The Executive represents that he holds all licenses and regulatory approvals necessary to perform these responsibilities, including holding a Series 27 (“FINOP”) license and if requested by the President, shall also serve as the FINOP of the one or more of the Company’s affiliated broker dealers.

  • The Executive represents that he holds all licenses and regulatory approvals necessary to perform these responsibilities, including holding a Series 27 (“FINOP”) license and if requested by the Chief Executive Officer, shall also serve as the FINOP of the one or more of the Company’s affiliated broker dealers.

  • Seller has five (5) business days from receipt within which to accept this offer.

  • If Buyer exercises the foregoing option with respect to the FIN-OP Receivable of any franchisee who also owes a Franchisee Receivable to Seller, Buyer shall concurrently purchase the Franchisee Receivable of such franchisee.

  • The requirement for each member to have a CCO who must register and pass the Series 14 and a FINOP who must register and pass the Series 27 is appropriate based on the heightened level of accountability inherent in the duty of overseeing compliance by an Exchange member, and in the oversight and preparation of financial reports, and the oversight of those employed in financial and operational capacities at each firm.

  • Dairy Mart shall be jointly and severally liable for the representations, warranties, covenants, obligations and liabilities of FIN-OP hereunder.

  • Prior to founding FINOP Consulting, ▇▇▇ was a partner and Chief Financial Officer of Alpha Equity Research, an institutional equity reseach Broker-Dealer.

  • If Buyer exercises the foregoing option with respect to the Franchisee Receivable of any franchisee who also owes a FIN-OP Receivable, Buyer shall concurrently purchase the FIN-OP Receivable of such franchisee.

  • Seller, FIN-OP and Buyer entered into an Asset Purchase Agreement dated as of March 6, 1997 (the "Agreement") with respect to the sale and purchase of certain convenience stores operated or franchised under the "Dairy Mart" name as more particularly described therein.

  • In the event that the FINOP should become ineligible to perform his duties this Agreement shall terminate immediately.

Related to FINOP

  • Distiller means a person engaged in the business of

  • Toddler means a child at least one year of age but less than 2 years of age.

  • Spirits means any beverage which contains alcohol obtained by distillation mixed with drinkable water and other substances in solution, including, but not limited to, brandy, rum, whisky, and gin.

  • TELRIC means Total Element Long-Run Incremental Cost.

  • Distillery means any place or premises where any process of distillation whatever of spirits is carried on, or where any process of rectification of spirits is carried on, or where any spirits are manufactured or produced from any substance whatever by any process other than fermentation;