Final Communication definition
Examples of Final Communication in a sentence
The Representatives shall not, without your consent, make net purchases of Other Securities for your account in excess of 20% of your Initial Commitment, except as may be provided in the Invitation or Final Communication.
The Invitation and the Final Communication may also contain additional provisions which supplement or amend the terms of this Agreement as they apply to the Offering.
This Agreement may be supplemented or amended by us by notice to you by written communication and, except for supplements or amendments set forth in an Invitation or Final Communication, any such supplement or amendment to this Agreement shall be effective with respect to any Offering to which this Agreement applies after the date of such supplement or amendment.
As compensation for the Representatives' services, you agree to pay to them with respect to each Offering, and authorize them to charge your account with, a management commission not in excess of such management fee as they shall advise you in the Invitation or the Final Communication.
If you have been notified in an Invitation or Final Communication that the Underwriters may conduct passive market making in compliance with Rule 103 of Regulation M in connection with the Offering, you represent that, at all times since your receipt of such Invitation or Final Communication, you have compiled with the provisions of such Rule applicable to such Offering, as interpreted by the Commission and after giving effect to any applicable exemptions.
The terms and conditions of this Agreement, as amended or supplemented by the Invitation and the Final Communication, shall become effective with respect to your participation in an Offering if we have received your Acceptance and if we do not receive a written communication revoking your Acceptance prior to the date and time specified in the Invitation or the Final Communication (your unrevoked Acceptance after expiration of such date and time being hereinafter referred to as your "Final Acceptance").
If so directed in the Invitation or the Final Communication, you agree not to sell any Securities to any accounts over which you exercise discretionary authority.
The foregoing information will be included in the Invitation or be conveyed to you in one or more separate written communications (collectively, the "Final Communication").
Irrespective of whether a Placement resulted from the introduction of a Candidate by BR to the Client, the Candidate is Introduced by the Client to a third party within twelve (12) months of the Final Communication, and such introduction results in an offer of employment or an assignment, whether made through another recruitment agency, third-party or by the Client direct.
Reference will be made to this Master Underwriters' Questionnaire in each Invitation or Final Communication described in Section 1 of the Master Agreement Among Underwriters received by you from ▇▇▇▇▇▇ ▇▇▇▇ LLC in connection with offerings of securities in which ▇▇▇▇▇▇ ▇▇▇▇ LLC is acting as sole or lead representative of the several Underwriters.