Fact Find definition

Fact Find means the fact find document provided to you and completed by you providing information as part of the process of us providing you with the Services.
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Fact Find means the document used to gather information regarding a customer’s personal circumstances and investment objectives.
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Fact Find the document setting out your investment policy, Objectives and restrictions that you are required to provide to ▇▇▇▇▇▇ Partners prior to receiving the Investment Advisory Service. This will include documentation of your investment knowledge and experience, financial situation and risk tolerance;
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Examples of Fact Find in a sentence

  • You confirm that the information which you provide to us is correct at the time of completion of the Fact Find.

  • We can provide this immediately after the Initial Consultation / Fact Find stage or on request if we have previously sent you an Abridged Advice report.

  • This information will normally be collated by your adviser on our Fact Find.

  • We understand that by signing this Client Agreement Form this will constitute an agreement between us incorporating the information contained in the Client Agreement Form, the Investment Proposal, the Fact Find (where applicable) and the Terms of Business.

  • You are responsible for ensuring that information provided to us is kept accurate, complete and up to date so as to enable us to assess suitability for you in light of the information in the Fact Find.

  • This will include completing a document known as a Fact Find in order to get to know you and your circumstances as well as your objectives, Anti Money Laundering (AML) checks, completing, where appropriate, an Attitude to Risk (ATR) profile and discussing your Capacity for Loss (CFL), analysing and considering your situation and preparing a written recommendation report for your consideration.

  • Fact Find Process Feedback Meeting Or Stage 4 Implementation Financial Planning Stage What's involved Fee Stage 5 Ongoing Service Our ongoing service includes: Exit Fees None Example1 Example2 Example3 Aggregated Costs and Charges Paying our Initial Fees (Holistic Financial Planning Fee/Implementation Fee) Paying our Ongoing Fee Where the value of your investments rises, then the fees for this service will increase, conversely, if the value of your investments falls, the cost of this service will decrease.

  • Even where we have acted for you for some time on other matters, we will ask you to complete or update a Fact Find from time to time.


More Definitions of Fact Find

Fact Find means the two page confidential fact-find questionnaire issued by Bayliss to some customers;
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