execution-only client definition
execution-only client means a client with or for whom a Client Advising Participant undertakes all transactions as Execution Only Transactions;
execution-only client means, in relation to the effecting of a transaction by an investment provider, a client with or for whom that transaction is effected in circumstances in which the investment provider can reasonably assume that the client is not relying upon the investment provider for advice or to exercise any judgment on the client’s behalf as to the merits of or the suitability of that transaction
execution-only client means, in relation to the effecting of a transaction by us, an Accountholder with or for whom that transaction is effected in circumstances in which we can reasonably assume that you are not relying on us to advise you on or to exercise any judgement on your behalf as to the merits of or the suitability for you of that transaction, or means, in relation to the effecting of a transaction by us, an Accountholder for whom we provide investment services
More Definitions of execution-only client
execution-only client means, in relation to the effecting of a transaction by an investment provider, a client with or for whom that transaction is effected in circumstances in which the
execution-only client means a member of the Par Syndicate who is responsible for his own investment decisions in respect of individual Investee Companies;