Execution Broker definition

Execution Broker means a licensed or registered securities broker in the exchanges in the United States of America (“USA”) as appointed by the Company as designated broker which executes the transactions in relation to US Stock Options and/or clearing the same. 「執行經紀」指本公司所委任的指定經紀，其為在美國交易所的註冊經紀，它將執行美國股票期權交易及/或結算。
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Execution Broker means (i) the financial institution with SFC Type 1 license which will be used to execute the shares trading orders or (ii) such other financial institution with the proper license(s) to execute shares trading orders in the appropriate market(s) as introduced by the Introducing Broker;
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Execution Broker means a third-party regulated financial institution to whom the Company transmits the Orders received from Clients on the Trading Platform and who is responsible for the Order execution on an Execution Venue.
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Examples of Execution Broker in a sentence

  • The Authorised Execution Broker shall at all times have custody and/ or physical control of the Managed Portfolio unless otherwise directed by the Client to deposit or transfer all or any portion of such Managed Portfolio elsewhere.

  • Notwithstanding anything herein to the contrary, all Managed Portfolio in the securities account held in the Authorised Execution Broker are assets of, and solely owned by, the Client and remain such at all times.

  • Under no circumstances shall the Manager have or take, or direct any person other than the Authorised Execution Broker to have or take custody and/ or physical control of the Managed Portfolio.

  • The Manager may place orders for the execution of transactions with or through the clients Execution Broker that offer rebates or soft dollars to the Manager.

  • The Client shall have the right to seek compensation and redemption from Northvale Limited and the Execution Broker Individually and collectively for the reasons stated in this clause.

  • As an Authorised Person under the Terms of Use we can instruct the making of payments to third party beneficiaries of yours, including the Execution Broker.

Related to Execution Broker

  • Seller’s Broker means Xxxxxx Xxxxxxx of Xxxxxxx and Wakefiled.

  • Data Broker means either of the following:

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

  • Tenant’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Tenant.

  • Associate broker means a licensed broker who is employed by

  • Mortgage broker means any person who for compensation or

  • Landlord’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Landlord.

  • Customs Broker Agreement means an agreement, in form reasonably satisfactory to the Collateral Agent, in which the customs broker or other carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Collateral Agent and agrees, upon notice from the Collateral Agent, to hold and dispose of such Inventory solely as directed by the Collateral Agent.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Surplus lines broker means a person licensed pursuant to Article 5.1 (§ 38.2-1857.1 et seq.) of this

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • insurance broker means an insurance brokerage firm,

  • Customs Broker/Carrier Agreement means an agreement in form and substance satisfactory to the Agent among a Loan Party, a customs broker, freight forwarder, consolidator, or carrier, and the Agent, in which the customs broker, freight forwarder, consolidator, or carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Agent and agrees, upon notice from the Agent, to hold and dispose of the subject Inventory solely as directed by the Agent.

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • REAL ESTATE BROKERS (See also Paragraph 15)

  • Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Engagement Letter means that certain Engagement Letter, dated as of June 18, 2015, by and among the Borrower and the Arrangers.

  • Approved Broker means each of Arrow Valuations Ltd, Xxxxx Xxxxxxxx Salles, X. Xxxxxxxx & Co. Ltd., Maersk Brokers K/S and Xxxx Xxxxxxxx & Co Ltd London and, in the plural, means all of them;

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.