Executing Party means any party to a swap transaction (including swap transactions which are contingent on or pending clearing), whether executed bilaterally or on or through an Approved Trade Source System, that is presented to the Clearing House as a Transaction and with respect to which each party to such transaction applies to have its respective side of such transaction registered with the Clearing House (through a Clearing Member or on its own behalf as a Clearing Member, as applicable) as a Contract.

Executing Party means each person described as a party to a SwapClear Transaction, FCM SwapClear Transaction, ForexClear Transaction or EquityClear Novation Transaction (as applicable) in the details presented to the Clearing House as provided for in the Procedures"Execution Terms"means the terms (if any) that apply to a SwapClear Transaction, ForexClear Transaction or EquityClear Novation Transaction (as applicable) relating to the registration or non-registration of such transaction, including (without limitation) any such terms contained in an agreement between (i) a Trading Venue and its participants, and (ii) the Executing Parties to such transaction"Exempt Client Clearing Member"means a Clearing Member to which, in the sole determination of the Clearing House, an Exempting Client Clearing Rule would apply upon such Clearing Member becoming a defaulter"Exempting Client Clearing Rule"means, in relation to a Clearing Member, any law, regulation or statutory provision (having the force of law) of a Governmental Authority the effect of which, in the determination of the Clearing House in its absolute discretion, is to protect the operation of the Client Clearing Annex of the Default Rules from challenge under the insolvency laws applicable to that Clearing Member"expiry date or month"means a date or month prescribed by Exchange Rules or, where relevant, the Product Specific Contract Terms and Eligibility Criteria Manual, in respect of an option contract"FCM Approved Trade Source System"has the meaning assigned to it in the FCM Regulations"FCM Buffer"has the meaning assigned to it in the FCM Regulations"FCM Clearing Member"has the meaning assigned to it in the FCM Regulations"FCM Clearing Membership Agreement"has the meaning assigned to it in the FCM Regulations"FCM Client"has the meaning assigned to it in the FCM Regulations"FCM Client Segregated Sub- Account"has the meaning assigned to it in the FCM Regulations"FCM Contract"has the meaning assigned to it in the FCM Regulations"FCM Default Fund Agreement"has the meaning assigned to it in the FCM Regulations

Examples of Executing Party in a sentence

For the avoidance of doubt, an Executing Party may appoint a third party to present details of a SwapClear Transaction to the Clearing House on its behalf.
In the case of a SwapClear Clearing Member which has been nominated to register a SwapClear Transaction on behalf of a third party Executing Party other than a SwapClear Dealer, the Clearing House will (only where such SwapClear Transaction is not a Trading Venue Transaction) provide notification to such SwapClear Clearing Member of the relevant SwapClear Transaction and that it has been so nominated, via member reports, the ClearLink API or otherwise ("Notification").
In respect of an FCM SwapClear Transaction that is not an FCM Trading Venue Transaction, following receipt of information from the FCM Approved Trade Source System, the Clearing House will notify the relevant FCM Clearing Member, via member reports, the ClearLink API or otherwise, that a third party Executing Party has elected it to register the FCM SwapClear Transaction with the Clearing House (the “FCM Notification”).
In the case of an FXCCM which has been nominated to register a ForexClear Transaction on behalf of a third party Executing Party other than an FXD, the Clearing House will (only where such ForexClear Transaction is not a Trading Venue Transaction) provide notification to such FXCCM of the relevant ForexClear Transaction and that it has been so nominated, via member reports, the ClearLink API or otherwise (" Notification").
In the case of an FX FCM which has been nominated to register an FCM ForexClear Transaction on behalf of a third party Executing Party, the Clearing House will (only where such FCM ForexClear Transaction is not an FCM Trading Venue Transaction) provide notification to such FX FCM of the relevant FCM ForexClear Transaction and that it has been so nominated, via member reports, the ClearLink API or otherwise (" FCM Notification").

More Definitions of Executing Party

Executing Party has the meaning specified in Section 11.16(a).

Executing Party means each person described as a party to a SwapClear Transaction or a FCM SwapClear Transaction (as applicable) in the details submitted to the Clearing House via the relevant Approved Trade Source System or FCM Approved Trade Source System (as applicable)

Executing Party shall have the meaning set forth in Section 3.1(d).

Executing Party means each person described as a party to a SwapClear

Executing Party means each person described as a party to an FCM Transaction in the details presented to the Clearing House via the relevant FCM Clearing Member and/or via the relevant FCM Approved Trade Source System. “Expiry Month” has the meaning ascribed to it in: (i) the relevant Exchange Rules in respect of an FCM Exchange Contract that is an FCM Option Contract; and (ii) the relevant provisions of the FCM Product Specific Terms and Eligibility Criteria Manual in respect of an FCM Listed Interest Rates Contract that is an FCM Option Contract. “FCM” means a futures commission merchant, as defined in the CEA and the CFTC Regulations promulgated thereunder, that is registered in such capacity with the CFTC. “FCM Approved Trade Source System” means a system or facility, such as an exchange, a clearing house, a swap execution facility, a designated contract market, trade affirmation or routing system or other similar venue or system, approved by the Clearing House for submitting or presenting FCM Transactions to the Clearing House. For the avoidance of doubt, the “ClearLink API” is not an FCM Approved Trade Source System. “FCM Buffer” has the meaning assigned to such term in FCM Regulation 15(a). “FCM Buffer Sub-Account” has the meaning assigned to such term in FCM Regulation 15(a). “FCM Clearing Member” means an FCM that has been approved by the Clearing House for the clearing of one or more categories of FCM Contracts on behalf of FCM Clients, in accordance with an FCM Clearing Membership Agreement and the FCM Procedures, and pursuant to these FCM Regulations, and as such is a “Clearing Member” for all purposes under the Default Rules and the FCM Default Fund Agreement, unless otherwise specified in these FCM Regulations. “FCM Clearing Membership Agreement” means the agreement so designated under which, inter alia, the Clearing House agrees to make available clearing services to an FCM Clearing Member in respect of FCM Contracts together with any ancillary agreements. “FCM Clearing Services” means the FCM SwapClear Clearing Services, the FCM ForexClear Clearing Services and the FCM Listed Interest Rates Clearing Services, collectively. “FCM Client” means a client of an FCM Clearing Member with positions in FCM Contracts on behalf of which the FCM Clearing Member provides FCM Clearing Services and clears FCM

Executing Party means any entity that has executed this Confidentiality Agreement.

Executing Party definition

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